Management transactions
This page provides historical information about the transactions with Credit Suisse securities by the Executive Board and the Board of Directors prior to the acquisition of Credit Suisse Group by UBS Group.
Any dealings in Credit Suisse Group stock, options or other publicly tradable equity based instruments relating to Credit Suisse Group are published on the SIX website as well as on this website in line with the SIX Directive on the Disclosure of Management Transactions1.
Certain transactions conducted by the Board of Directors and the Executive Board of Credit Suisse Group AG and its subsidiaries are subject to the provisions on the Disclosure of Managers' Transactions mandated by the EU Market Abuse Regulation and are also published on this website.
The disclosure of management transactions is intended as a means of furthering the supply of information to investors. Such disclosure may provide investors with additional qualitative insight with regard to their investment decision.
1 the publication on the SIX website is binding
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CSG Shares
Transaction
dateFunction
Number of shares,
purchase/(sale)Price
per titleTotal transaction,
proceeds/(investment) in CHF16.05.2023 Member of Board of Directors (20,417) 0.76 15,491.80 16.05.2023 Member of Board of Directors (26,188) 0.76 19,870.65 16.05.2023 Member of Board of Directors (11,570) 0.76 8,778.95 16.05.2023 Member of Board of Directors (37,268) 0.76 28,277.80 27.04.2023 Member of Board of Directors (85,627) 0.79 67,603.90 27.04.2023 Member of Board of Directors (146,827) 0.79 115,922.20 27.04.2023 Member of Board of Directors (39,901) 0.79 31,502.50 27.04.2023 Member of Board of Directors (34,823) 0.79 27,493.30 05.12.2022 Member of Board of Directors 24,620 2.52 (62,042.40) 05.12.2022 Member of Board of Directors 42,384 2.52 (106,807.68) 05.12.2022 Member of Board of Directors 44,778 2.52 (112,840.56) 02.12.2022 Member of Executive Board 18,564 2.52 (46,781.28) 02.12.2022 Member of Board of Directors 4,816 2.52 (12,136.32) 02.12.2022 Member of Executive Board 25,704 2.52 (64,774.08) 02.12.2022 Member of Board of Directors 12,870 2.52 (32,432.40) 02.12.2022 Member of Board of Directors 4,048 2.52 (10,200.96) 01.12.2022 Member of Executive Board 20,678 2.52 (52,108.56) 01.12.2022 Member of Board of Directors 4,742 2.52 (11,949.84) 30.11.2022 Member of Executive Board 35,380 2.52 (89,157.60) 30.11.2022 Member of Board of Directors 20,860 2.52 (52,567.20) 29.11.2022 Member of Board of Directors 26,014
2.52 (65,555.28) 29.11.2022 Member of Board of Directors 34,088
2.52 (85,901.76)
28.11.2022 Member of Board of Directors 101,618 2.52 (256,077.36) 25.11.2022 Member of Executive Board 1,460 2.52 (3,679.20) 25.11.2022 Member of Executive Board 75,568 2.52 (190,431.36) 01.11.2022 Member of Board of Directors (4,723) 4.22 19,926.85 01.11.2022 Member of Board of Directors (4,723) 4.22 19,926.85 01.11.2022 Member of Board of Directors (9,273) 4.22 39,123.75 01.11.2022 Member of Board of Directors (9,903) 4.22 41,781.80 28.10.2022 Member of Board of Directors 250,000 4.06 (1,014,750) 17.08.2022 Member of Executive Board (100,025) 5.44 543,826.36 13.05.2022 Member of Executive Board (80,000) 6.38 510,317.70 13.05.2022 Member of Executive Board (50,000) 6.37 318,481.13 12.05.2022 Member of Executive Board (50,000) 6.16 308,064.65 29.11.2021 Member of Executive Board (26,014) 8.84 229,913.02 09.11.2021 Member of Board of Directors 105,000 9.40 (986,790.00) 08.11.2021 Member of Board of Directors 106,200 9.41 (999’853.67) 23.08.2021 Member of Executive Board (26,500) 9.46 250,800.38 17.08.2021 Member of Executive Board (26,500) 9.43 249,948.00 10.08.2021 Member of Executive Board (26,000) 9.63 250,365.70 04.08.2021 Member of Executive Board (54,000) 9.30 502,200.00 30.07.2021 Member of Board of Directors 115,402 9.05 (1,044,566.76) 03.05.2021 Member of Board of Directors 114,300 9.63 (1,100,562.76) 04.11.2020 Member of Board of Directors 12,000 9.13 (109,610.19) 02.11.2020 Member of Board of Directors 15,000 8.90 (133,560.00) 25.02.2020 Member of Executive Board 11,000 12.55 (138,043.17) 24.02.2020 Member of Executive Board 4,000 12.67 (50,669.72) 21.02.2020 Member of Board of Directors (65,684) 13.45 883,121.38 21.02.2020 Member of Board of Directors 104,226 13.48 (1,404,445.35) 20.02.2020 Member of Executive Board 50,000 13.63 (681,450.00) 19.02.2020 Member of Executive Board 74,000 13.51 (999,834.01) 19.02.2020 Member of Executive Board 149,000 13.58 (2,023,174.35) 17.02.2020 Member of Board of Directors (104,226) 13.50 1,407,245.45 14.11.2019 Member of Executive Board (3,470) 12.76 44,277.20 12.11.2019 Member of Executive Board (50,000) 13.04 652,000.00 06.11.2019 Member of Board of Directors (1,800) 12.89 23,207.40 31.10.2019 Member of Executive Board (34,280) 12.19 417,824.18 31.10.2019 Member of Executive Board (8,850) 12.12 107,282.66 03.09.2019 Member of Board of Directors 20,000 11.62 (232,400.00) 03.09.2019 Member of Board of Directors 23,000 11.55 (265,650.00) 03.09.2019 Member of Executive Board (125,000) 11.59 1,448,697.08 02.08.2019 Member of Board of Directors (80,000) 11.70 936,000.00 27.02.2019 Member of Executive Board (48,000) 12.11 581,040.00 19.02.2019 Member of Board of Directors 44,159 11.75 (518,647.46) 15.02.2019 Member of Board of Directors (45,000) 11.59 521,481.85 13.12.2018 Member of Executive Board 50,000 11.45 (572,500.00) 12.12.2018 Member of Executive Board 8,850 11.19 (99,019.39) 12.12.2018 Member of Executive Board 100,000 11.30 (1,130,160.94) 12.12.2018 Member of Executive Board 91,575 11.20 (1,025,507.31) 12.12.2018 Member of Executive Board 50,000 11.16 (558,082.47) 12.12.2018 Member of Executive Board 44,800 11.18 (500,782.89) 12.12.2018 Member of Executive Board 20,000 11.21 (224,218.36) 12.12.2018 Member of Executive Board 44,925 11.16 (501,161.97) 12.12.2018 Member of Executive Board 91,000 11.19 (1,018,290.00) 12.12.2018 Member of Executive Board 45'000 11.15 (501,962.92) 12.12.2018 Member of Executive Board 35,875 11.17 (400,659.18) 12.12.2018 Member of Board of Directors 25,000 11.17 (279,250.91) 17.08.2018 Member of Board of Directors 60,000 14.66 (879,600.00) 08.08.2018 Member of Executive Board (100,000) 15.72 1,572,367.81 02.08.2018 Member of Executive Board (80,000) 15.90 1,272,000.00 25.05.2018 Member of Executive Board 12,335 16.23 (200,227.89) 26.04.2018 Member of Executive Board (100,000) 17.04 1,704,000.00 19.02.2018 Member of Executive Board (100,000) 17.34 1,733,500.00 04.12.2017 Member of Executive Board (45,000) 16.94 762,133.73 04.12.2017 Member of Executive Board (100,000) 16.79 1,679,170.00 01.12.2017 Member of Executive Board (80,000) 16.85 1,348,000.00 01.12.2017 Member of Executive Board (40,256) 16.81 676,731.69 01.12.2017 Member of Executive Board (25,000) 16.71 417,667.50 01.12.2017 Member of Executive Board (98,867) 16.75 1,656,022.25 01.12.2017 Member of Executive Board (100,000) 16.83 1,683,134.65 01.12.2017 Member of Executive Board (100,000) 16.84 1,684,098.00 03.11.2017 Member of Board of Directors (81,063) 16.34 1,324,358.63 02.08.2017 Member of Executive Board (36,484) 14.79 539,583.77 31.05.2017 Member of Executive Board 60,728 10.80 (655,862.40) 30.05.2017 Member of Executive Board 10,136 10.80 (109,468.80) 30.05.2017 Member of Board of Directors 138 10.80 (1,490.40) 30.05.2017 Member of Board of Directors 2,974 10.80 (32,119.20) 29.05.2017 Member of Board of Directors 986 10.80 (10,648.80) 29.05.2017 Member of Executive Board 15,210 10.80 (164,268.00) 27.05.2017 Member of Board of Directors 16,954 10.80 (183,103.20) 27.05.2017 Member of Board of Directors 2,762 10.80 (29,829.60) 27.05.2017 Member of Executive Board 5,612 10.80 (60,609.60) 27.05.2017 Member of Executive Board 12,010 10.80 (129,708.00) 26.05.2017 Member of Executive Board 74,170 10.80 (801,036.00) 26.05.2017 Member of Executive Board 692 10.80 (7,473.60) 26.05.2017 Member of Board of Directors 4,772 10.80 (51,537.60) 26.05.2017 Member of Executive Board 6,192 10.80 (66,873.60) 25.05.2017 Member of Executive Board 1,626 10.80 (17,560.80) 24.05.2017 Member of Executive Board 35,600 10.80 (384,480.00) 24.05.2017 Member of Executive Board 328 10.80 (3,542.40) 24.05.2017 Member of Executive Board 3,376 10.80 (36,460.80) 24.05.2017 Member of Executive Board 15,686 10.80 (169,408.80) 24.05.2017 Member of Board of Directors 2,620 10.80 (28,296.00) 24.05.2017 Member of Board of Directors 32,374 10.80 (349,639.20) 22.05.2017 Member of Executive Board 7,712 10.80 (83,289.60) 22.05.2017 Member of Executive Board 30,620 10.80 (330,696.00) 22.05.2017 Member of Board of Directors 17,064 10.80 (184,291.20) 22.05.2017 Member of Board of Directors 36,522 10.80 (394,437.60) 22.05.2017 Member of Board of Directors 5,972 10.80 (64'497.60) 19.05.2017 Member of Board of Directors 6,804 10.80 (73,483.20) 19.05.2017 Member of Board of Directors 25,772 10.80 (278,337.60) 19.05.2017 Member of Board of Directors 9,090 10.80 (98,172.00) 12.05.2017 Member of Executive Board 1,674 13.52 (22,632.48) 12.05.2017 Member of Executive Board 5,105 13.52 (69,019.60) 12.05.2017 Member of Executive Board 5,278 13.52 (71,358.56) 11.05.2017 Member of Executive Board 2,536 13.80 (34,996.80) 11.05.2017 Member of Board of Directors 9,465 13.80 (130,617.00) 11.05.2017 Member of Executive Board 4,155 13.80 (57,339.00) 10.05.2017 Member of Executive Board 3,560 13.87 (49,377.20) 10.05.2017 Member of Executive Board 182 13.87 (2,524.34) 10.05.2017 Member of Executive Board 2,032 13.87 (28,183.84) 10.05.2017 Member of Executive Board 4,007 13.87 (55,577.09) 10.05.2017 Member of Executive Board 8,497 13.87 (117,853.39) 10.05.2017 Member of Board of Directors 1,324 13.87 (18,363.88) 08.05.2017 Member of Board of Directors 708 14.24 (10,081.92) 07.05.2017 Member of Board of Directors 8,273 14.31 (118,386.63) 06.05.2017 Member of Executive Board 4,503 14.31 (64,437.93) 06.05.2017 Member of Executive Board 863 14.31 (12,349.53) 06.05.2017 Member of Board of Directors 4,332 14.31 (61,990.92) 06.05.2017 Member of Board of Directors 705 14.31 (10,088.55) 06.05.2017 Member of Board of Directors 4,360 14.31 (62,391.60) 02.03.2017 Member of Executive Board (40,000) 15.82 632,936.00 02.03.2017 Member of Board of Directors (7,643) 15.72 120,163.25 27.02.2017 Member of Board of Directors (11,797) 15.05 177,511.82 27.02.2017 Member of Board of Directors (25,000) 14.91 372,750.00 29.07.2016 Member of Board of Directors (3,000) 11.33 34,000.27 27.05.2016 Member of Board of Directors 3,951 12.74 (50,315.99) 27.05.2016 Member of Executive Board 11,703 12.74 (149,037.71) 27.05.2016 Member of Executive Board 3,347 12.74 (42,624.05) 26.05.2016 Member of Executive Board 13,633 12.76 (173,984.35) 25.05.2016 Member of Executive Board 3,654 12.80 (46,763.89) 23.05.2016 Member of Board of Directors 835 12.33 (10,295.55) 19.05.2016 Member of Board of Directors 1,522 11.95 (18,190.94) 19.05.2016 Member of Board of Directors 2,520 11.95 (30,119.04) 05.04.2016 Member of Executive Board 367,668 14.57 (5,356,922.76) 04.04.2016 Member of Executive Board 153,795 14.57 (2,240,793.15) 04.04.2016 Member of Executive Board 50,792 14.57 (740,039.44) 03.04.2016 Member of Executive Board 124,091 14.57 (1,808,005.87) 02.04.2016 Member of Executive Board 124,626 14.57 (1,815,800.82) 02.04.2016 Member of Executive Board 199,842 14.57 (2,911,697.94) 02.04.2016 Member of Executive Board 426,971 14.57 (6,220,967.47) 31.03.2016 Member of Executive Board 111,647 14.57 (1,626,696.79) 30.03.2016 Member of Executive Board 82,398 14.57 (1,200,538.86) 29.03.2016 Member of Executive Board 156,404 14.57 (2,278,806.28) 25.03.2016 Member of Executive Board 48,877 14.57 (712,137.89) 05.02.2016 Member of Board of Directors (25,000) 15.05 376,252.50 27.11.2015 Member of Board of Directors 9,000 18.00 (162,000.00) 27.11.2015 Member of Board of Directors 9,000 18.00 (162,000.00) 27.11.2015 Member of Board of Directors 7,258 18.00 (130,644.00) 27.11.2015 Member of Executive Board 1,780 18.00 (32,040.00) 27.11.2015 Member of Board of Directors 12,366 18.00 (222,588.00) 26.11.2015 Member of Executive Board 4,674 18.00 (84,132.00) 26.11.2015 Member of Executive Board 15,864 18.00 (285,552.00) 26.11.2015 Member of Board of Directors 3,132 18.00 (56,376.00) 26.11.2015 Member of Board of Directors 1,514 18.00 (27,252.00) 25.11.2015 Member of Executive Board 3,879 18.00 (69,768.00) 24.11.2015 Member of Executive Board 3,908 18.00 (70,344.00) 24.11.2015 Member of Executive Board 236 18.00 (4,248.00) 24.11.2015 Member of Executive Board 29,030 18.00 (522,540.00) 24.11.2015 Member of Board of Directors 9,098 18.00 (163,764.00) 23.11.2015 Member of Executive Board 798 18.00 (14,364.00) 23.11.2015 Member of Board of Directors 25,000 18.00 (450,000.00) 23.11.2015 Member of Board of Directors 1,960 18.00 (35,280.00) 23.11.2015 Member of Board of Directors 25,712 18.00 (462,816.00) 23.11.2015 Member of Board of Directors 4,262 18.00 (76,716.00) 23.11.2015 Member of Board of Directors 3,164 18.00 (56,952.00) 23.11.2015 Member of Board of Directors 2,806 18.00 (50,508.00) 20.11.2015 Member of Executive Board 2,280 18.00 (41,040.00) 20.11.2015 Member of Board of Directors 8,204 18.00 (147,672.00) 27.10.2015 Member of Board of Directors (12,500) 24.54 306,750.00 23.10.2015 Member of Board of Directors (21,097) 24.22 510,969.34 18.05.2015 Member of Executive Board 11,183 24.15 (270,069.45) 13.05.2015 Member of Executive Board 12,873 24.50 (315,377.00) 12.05.2015 Member of Board of Directors 565 24.50 (13,834.00) 11.05.2015 Member of Executive Board 2,859 24.50 (70,051.00) 07.05.2015 Member of Board of Directors 734 24.00 (17,609.00) 06.05.2015 Member of Executive Board (173,000) 24.02 4,155,667.60 06.05.2015 Member of Executive Board 860 24.00 (20,644.00) 06.05.2015 Member of Executive Board 7,281 24.00 (174,732.00) 06.05.2015 Member of Board of Directors 27,406 24.25 (664,502.59) 05.05.2015 Member of Board of Directors 1,367 24.00 (32,801.00) 04.05.2015 Member of Board of Directors (5,802) 25.92 150,538.69 23.04.2015 Member of Executive Board (57,500) 25.80 1,483,500.00 23.04.2015 Member of Executive Board (190,795) 25.87 4,935,866.65 22.04.2015 Member of Board of Directors (27,753) 26.04 722,688.12 23.02.2015 Member of Executive Board (50,000) 23.32 1,165,950.00 14.11.2014 Member of Executive Board (30,000) 25.16 754,926.00 31.10.2014 Member of Board of Directors (25,000) 25.33 633,335.00 25.07.2014 Member of Executive Board (80,000) 25.95 2,075,976.00 24.07.2014 Member of Executive Board (180,000) 25.92 4,665,600.00 23.07.2014 Member of Executive Board (120,000) 25.77 3,092,880.00 23.07.2014 Member of Executive Board (51,835) 25.79 1,336,876.49 03.06.2014 Member of Executive Board (100,000) 26.34 2,634,400.00 02.06.2014 Member of Executive Board (100,000) 26.70 2,670,330.00 02.06.2014 Member of Executive Board (35,000) 26.71 934,867.50 30.05.2014 Member of Executive Board (25,884) 26.60 688,555.81 21.05.2014 Member of Board of Directors (35,000) 26.35 922,250.00 21.05.2014 Member of Executive Board (100,000) 26.23 2,622,910.00 20.05.2014 Member of Board of Directors (25,000) 26.16 653,937.50 20.05.2014 Member of Board of Directors (25,000) 26.16 653,937.50 09.08.2013 Member of Board of Directors (20,000) 28.65 573,000.00 02.08.2013 Member of Executive Board (100,000) 27.88 2,787,540.00 26.07.2013 Member of Executive Board (30,000) 27.39 821,700.00 26.07.2013 Member of Executive Board (70,904) 27.65 1,960,665.77 26.07.2013 Member of Executive Board (41,000) 27.38 1,122,580.00 26.07.2013 Member of Executive Board (2,641) 27.48 72,578.11 26.07.2013 Member of Executive Board (38,878) 27.48 1,068,445.20 29.04.2013 Member of Board of Directors (30,000) 26.94 808,260.00 26.04.2013 Member of Executive Board (50,000) 26.61 1,330,600.00 25.04.2013 Member of Executive Board (149,566) 26.77 4,004,091.21 25.04.2013 Member of Executive Board (50,720) 26.82 1,360,310.40 25.04.2013 Member of Executive Board (95,621) 26.76 2,558,339.86 25.04.2013 Member of Executive Board (61,786) 26.83 1,657,726.60 25.04.2013 Member of Executive Board (50,000) 26.76 1,337,750.00 25.04.2013 Member of Board of Directors (40,000) 26.76 1,070,200.00 08.02.2013 Member of Executive Board (100,000) 26.50 2,650,000.00 08.02.2013 Member of Executive Board (23,500) 26.49 622,515.00 08.02.2013 Member of Executive Board (62,169) 25.81 1,604,581.89 08.02.2013 Member of Board of Directors (35,000) 26.07 912,450.00 26.10.2012 Member of Executive Board (100,000) 20.99 2,099,460.00 26.10.2012 Member of Board of Directors (22,500) 21.23 477,675.00 21.08.2012 Member of Board of Directors (18,232) 17.94 327,082.08 20.07.2012 Member of Executive Board (26,688) 17.24 460,101.12 22.05.2012 Member of Executive Board (20,000) 18.96 379,200.00 18.05.2012 Member of Board of Directors 1,886 18.75 (35,362.50) 18.05.2012 Member of Board of Directors 3,153 18.75 (59,118.75) 16.05.2012 Member of Board of Directors 453 18.75 (8,493.75) 16.05.2012 Member of Board of Directors 2,635 18.75 (49,406.25) 15.05.2012 Member of Executive Board 2,391 18.75 (44,831.25) 14.05.2012 Member of Executive Board 6,853 18.75 (128,493.75) 14.05.2012 Member of Executive Board 2,221 18.75 (41,643.75) 14.05.2012 Member of Executive Board 20,000 18.75 (375,000.00) 14.05.2012 Member of Board of Directors 1,869 18.75 (35,043.75) 14.05.2012 Member of Board of Directors 1,687 18.75 (31,631.25) 14.05.2012 Member of Board of Directors 1,171 18.75 (21,956.25) 14.05.2012 Member of Board of Directors 1,589 18.75 (29,793.75) 14.05.2012 Member of Board of Directors 953 18.75 (17,868.75) 14.05.2012 Member of Board of Directors 5,256 18.75 (98,550.00) 11.05.2012 Member of Executive Board 23,500 19.78 (464,745.40) 04.05.2012 Member of Executive Board (8,085) 20.77 167,933.54 04.05.2012 Member of Executive Board (1,984) 20.77 41,209.66 04.05.2012 Member of Executive Board (9,579) 20.77 198,965.41 03.05.2012 Member of Executive Board (8,085) 21.09 170,528.82 03.05.2012 Member of Executive Board (1,984) 21.09 41,846.53 03.05.2012 Member of Executive Board (9,579) 21.09 202,040.27 02.05.2012 Member of Executive Board (8,085) 21.43 173,261.55 02.05.2012 Member of Executive Board (1,984) 21.43 42,517.12 02.05.2012 Member of Executive Board (9,580) 21.43 205,299.40 30.04.2012 Member of Executive Board (8,085) 21.88 176,924.06 30.04.2012 Member of Executive Board (1,984) 21.88 43,415.87 30.04.2012 Member of Executive Board (9,580) 21.88 209,639.14 30.04.2012 Member of Board of Directors (75,000) 22.17 1,662,450.00 27.04.2012 Member of Executive Board (8,086) 22.15 179,129.16 27.04.2012 Member of Executive Board (1,984) 22.15 43,951.55 27.04.2012 Member of Executive Board (9,580) 22.15 212,225.74 27.04.2012 Member of Board of Directors (75,000) 22.19 1,664,602.50 26.04.2012 Member of Executive Board (9,580) 22.05 211,239.00 26.04.2012 Member of Executive Board (1,984) 22.05 43,747.20 26.04.2012 Member of Executive Board (8,086) 22.05 178,296.30 10.02.2012 Member of Executive Board (50,000) 23.96 1,198,000.00 10.02.2012 Member of Executive Board (16,420) 24.10 395,722.00 16.11.2011 Member of Executive Board (36,792) 21.41 787,753.51 02.08.2011 Member of Executive Board (7,000) 26.92 188,465.72 05.05.2011 Member of Board of Directors (1,400) 37.60 52,640.00 02.05.2011 Member of Executive Board (46,545) 39.47 1,837,131.15 02.05.2011 Member of Executive Board (14,700) 39.23 576,636.90 02.05.2011 Member of Board of Directors (25,000) 39.53 988,275.00 07.03.2011 Member of Executive Board (150,000) 40.73 6,109,080.00 04.03.2011 Member of Executive Board (53,010) 41.19 2,183,269.86 04.03.2011 Member of Board of Directors (30,000) 41.19 1,235,580.00 04.03.2011 Member of Executive Board (40,000) 41.19 1,647,440.00 24.02.2011 Member of Board of Directors (17,000) 42.58 723,853.61 16.02.2011 Member of Executive Board (50,000) 43.81 2,190,730.00 15.02.2011 Member of Executive Board (122,362) 42.74 5,229,372.56 15.02.2011 Member of Executive Board (12,500) 42.40 530,000.00 15.02.2011 Member of Executive Board (25,000) 43.00 1,075,000.00 26.10.2010 Member of Executive Board (55,304) 40.39 2,233,728.56 25.10.2010 Member of Executive Board (60,000) 40.80 2,447,988.00 22.10.2010 Member of Executive Board (60,000) 41.03 2,461,632.00 14.05.2010 Member of Board of Directors (50,000) 46.75 2,337,500.00 10.05.2010 Member of Executive Board (202,853) 49.03 9,945,537.74 10.05.2010 Member of Executive Board (200,000) 48.58 9,715,600.00 10.05.2010 Member of Executive Board (200,000) 48.53 9,705,200.00 10.05.2010 Member of Executive Board (61,657) 48.93 3,016,938.67 10.05.2010 Member of Executive Board (58,545) 48.04 2,812,501.80 10.05.2010 Member of Executive Board (10,000) 48.96 489,646.55 10.05.2010 Member of Executive Board (1,743) 47.89 83,472.27 04.05.2010 Member of Board of Directors 20,000 47.24 (944,700.00) 28.04.2010 Member of Board of Directors 1,707 50.00 (85,350.00) 27.04.2010 Member of Board of Directors (40,000) 51.20 2,048,000.00 02.03.2010 Member of Executive Board (8,725) 49.20 429,229.87 02.03.2010 Member of Board of Directors (6,738) 49.21 331,576.98 01.03.2010 Member of Executive Board (8,725) 48.87 426,421.29 15.02.2010 Member of Executive Board (137,000) 46.09 6,337,697.63 15.02.2010 Member of Executive Board (100,000) 46.15 4,615,000.00 15.02.2010 Member of Executive Board (25,000) 46.24 1,156,100.00 15.02.2010 Member of Executive Board (82,000) 46.29 3,795,370.00 23.11.2009 Member of Board of Directors (150) 55.70 8,355.00 20.11.2009 Member of Board of Directors (24,850) 54.72 1,359,790.06 27.10.2009 Member of Executive Board (300,000) 55.29 16,587,300.00 26.10.2009 Member of Executive Board (100,000) 55.26 5,526,200.00 26.10.2009 Member of Executive Board (25,000) 56.80 1,420,000.00 26.10.2009 Member of Executive Board (75,000) 56.61 4,245,750.00 06.08.2009 Member of Board of Directors (30,000) 53.83 1,614,750.00 27.07.2009 Member of Executive Board (150,000) 50.91 7,636,650.00 27.07.2009 Member of Executive Board (150,000) 50.49 7,573,950.00 27.07.2009 Member of Executive Board (60,000) 51.18 3,066,184.80 27.07.2009 Member of Executive Board (25,000) 50.90 1,272,400.00 27.07.2009 Member of Executive Board (21,000) 51.20 1,075,200.00 24.07.2009 Member of Board of Directors (6,380) 51.60 329,208.00 12.06.2009 Member of Board of Directors (12,000) 50.00 600,000.00 05.06.2009 Member of Board of Directors (81,454) 50.45 4,109,191.39 27.05.2009 Member of Board of Directors (1,467) 47.21 69,261.70 27.05.2009 Member of Board of Directors (1,700) 46.81 79,579.20 07.05.2009 Member of Board of Directors (25,000) 43.60 1,090,000.00 06.05.2009 Member of Board of Directors (25,000) 43.75 1,093,700.00 06.05.2009 Member of Board of Directors (25,000) 43.90 1,097,400.00 30.04.2009 Member of Board of Directors (4,560) 45.00 205,200.00 17.03.2009 Member of Board of Directors (8,636) 31.76 274,307.00 27.10.2008 Member of Executive Board (120,000) 39.01 4,680,000.00 12.08.2008 Member of Board of Directors (5,000) 55.40 277,015.00 11.08.2008 Member of Board of Directors (5,000) 55.30 276,500.00 07.08.2008 Member of Board of Directors (5,000) 55.30 276,500.00 06.08.2008 Member of Board of Directors (5,000) 55.30 276,500.00 06.08.2008 Member of Board of Directors (5,000) 55.40 277,000.00 25.07.2008 Member of Board of Directors (2,000) 55.30 100,600.00 25.07.2008 Member of Board of Directors 3,400 55.60 (172,040.00) 22.05.2008 Member of Board of Directors (5,000) 55.40 277,000.00 21.05.2008 Member of Board of Directors (5,000) 55.30 276,500.00 19.05.2008 Member of Executive Board (3,942) 56.65 223,314.30 19.05.2008 Member of Board of Directors (5,000) 56.25 281,250.00 16.05.2008 Member of Executive Board (7,281) 57.60 419,385.60 15.05.2008 Member of Executive Board (7,282) 56.65 412,525.30 07.05.2008 Member of Board of Directors (4,979) 57.40 285,794.60 05.05.2008 Member of Board of Directors (5,000) 58.50 292,500.00 02.05.2008 Member of Board of Directors (5,000) 57.25 286,250.00 30.04.2008 Member of Board of Directors 14,500 57.17 (828,985.30) 28.04.2008 Member of Board of Directors 20,000 58.10 (1,162,000.00) 28.04.2008 Member of Board of Directors (7,781) 57.05 443,906.05 -
Mandatory Convertible Notes (MCN), due 2021
Transaction date Function Number of securities,
purchase/(sale)Price per title Total transaction,
proceeds/ (investment) in CHF05.05.2021 Member of Board of Directors 14.00 1’000.00 (14’000.00) 05.05.2021 Member of Executive Board 75.00 1’000.00 (75’000.00) 05.05.2021 Member of Executive Board 133.00 1’000.00 (133’000.00) 04.05.2021 Member of Executive Board 33.00 1’000.00 (33’000.00) 04.05.2021 Member of Executive Board 19.00 1’000.00 (19’000.00) 03.05.2021 Member of Board of Directors 45.00 1’000.00 (45’000.00) 03.05.2021 Member of Executive Board 88.00 1’000.00 (88’000.00) 03.05.2021 Member of Executive Board 56.00 1’000.00 (56’000.00) 01.05.2021 Member of Board of Directors 99.00 1’000.00 (99’000.00) 01.05.2021 Member of Board of Directors 66.00 1’000.00 (66’000.00) 30.04.2021 Member of Executive Board 148.00 1’000.00 (148’000.00) 30.04.2021 Member of Executive Board 27.00 1’000.00 (27’000.00) 30.04.2021 Member of Executive Board 59.00 1’000.00 (59’000.00) 30.04.2021 Member of Executive Board 93.00 1’000.00 (93’000.00) 30.04.2021 Member of Board of Directors 45.00 1’000.00 (45’000.00) -
Buffer Capital Notes
Transaction date
Function
Currency
Nominal,
purchase/
(sale) in mnFloor price Expiry date Total transaction,
proceeds/(investment) in CHF17.02.2015
Member of Board of Directors
USD
(1.5)
USD 20.00
24.02.2041
1,507,823.37
24.05.2012
Member of the Executive Board
USD
(0.5)
USD 20.00
24.02.2041
456,485.65
15.05.2012
Member of the Executive Board
CHF
0.5
CHF 20.00
22.03.2022
(499,850.00)
09.03.2012
Member of the Executive Board
CHF
0.3
CHF 20.00
22.03.2022
(300,000.00)
09.03.2012
Member of the Executive Board
CHF
0.5
CHF 20.00
22.03.2022
(500,000.00)
09.03.2012
Member of the Executive Board
CHF
0.1
CHF 20.00
22.03.2022
(100,000.00)
09.03.2012
Member of Board of Directors
CHF
0.5
CHF 20.00
22.03.2022
(500,000.00)
08.03.2012
Member of the Executive Board
CHF
0.5
CHF 20.00
22.03.2022
(500,000.00)
12.09.2011
Member of the Executive Board
USD
0.2
USD 20.00
24.02.2041
(183,385.35)
24.08.2011
Member of the Executive Board
USD
0.3
USD 20.00
24.02.2041
(273,487.00)
11.05.2011
Member of Board of Directors
USD
1.5
USD 20.00
24.02.2041
(1,396,721.00)
-
Conditional Share Subscription Rights
Transaction date
Function
Number of share subscription rights, purchase/(sale)
Price
per titleTotal transaction,
proceeds/(investment) in CHF19.07.2012
Member of the Executive Board
230,819
16.29
(3,760,041.51)
19.07.2012
Member of the Executive Board
506,424
16.29
(8,249,646.96)
19.07.2012
Member of the Executive Board
196,243
16.29
(3,196,798.47)
19.07.2012
Member of the Executive Board
440,767
16.29
(7,180,094.43)
19.07.2012
Member of the Executive Board
211,752
16.29
(3,449,440.08)
19.07.2012
Member of the Executive Board
214,195
16.29
(3,489,236.55)
19.07.2012
Member of the Executive Board
197,082
16.29
(3,210,465.78)
19.07.2012
Member of the Executive Board
343,682
16.29
(5,598,579.78)
19.07.2012
Member of the Executive Board
422,190
16.29
(6,877,475.10)
19.07.2012
Member of the Executive Board
95,899
16.29
(1,562,194.71)
19.07.2012
Member of the Executive Board
308,714
16.29
(5,028,951.06)
-
Preferential Subscription Rights
Transaction date
Function
Number of share subscription
rights, purchase/(sale)Price per title
Total transaction, proceeds/
(investment) in CHF30.07.2012
Member of the Executive Board
(1,081)
0.01
10.81
27.07.2012
Member of the Executive Board
(40)
0.01
0.40
27.07.2012
Member of the Executive Board
(1,500)
0.01
15.00
27.07.2012
Member of Board of Directors
(16,640)
0.01
166.40
26.07.2012
Member of Board of Directors
(49,048)
0.01
490.48
26.07.2012
Member of Board of Directors
(9,026)
0.01
90.26
26.07.2012
Member of Board of Directors
(391)
0.01
3.91
26.07.2012
Member of the Executive Board
(406)
0.01
4.06
26.07.2012
Member of the Executive Board
(569)
0.01
5.69
25.07.2012
Member of the Executive Board
339,000
0.02
(6,780.00)
25.07.2012
Member of the Executive Board
339,433
0.01
(3,394.33)
25.07.2012
Member of the Executive Board
(38,099)
0.01
380.99
25.07.2012
Member of the Executive Board
(562)
0.01
5.62
25.07.2012
Member of Board of Directors
(184,175)
0.01
1,841.75
25.07.2012
Member of Board of Directors
342
0.01
(3.42)
25.07.2012
Member of Board of Directors
269
0.01
(2.69)
24.07.2012
Member of the Executive Board
(57,763)
0.01
577.63
24.07.2012
Member of Board of Directors
546
0.02
(10.92)
23.07.2012
Member of Board of Directors
144,853
0.02
(2,977.06)
23.07.2012
Member of Board of Directors
(440)
0.02
8.80
23.07.2012
Member of Board of Directors
(637)
0.02
12.74
23.07.2012
Member of Board of Directors
(2,000)
0.02
30.00
23.07.2012
Member of Board of Directors
(53)
0.03
1.59
23.07.2012
Member of Board of Directors
(264)
0.03
7.92
20.07.2012
Member of the Executive Board
(871,955)
0.08
69,756.40
20.07.2012
Member of Board of Directors
(19,897)
0.09
1,790.73
20.07.2012
Member of Board of Directors
(41,324)
0.09
3,719.16
20.07.2012
Member of Board of Directors
(43,881)
0.09
3,949.29
20.07.2012
Member of Board of Directors
(160)
0.09
14.40
20.07.2012
Member of Board of Directors
(39,758)
0.09
3,578.22
20.07.2012
Member of the Executive Board
(26,688)
0.09
2,401.92
-
Subordinated Mandatory and Contingent Convertible Securities (MACCS), due 2013
Transaction
dateFunction
Number of securities,
purchase/(sale)Price
per titleTotal transaction,
proceeds/
(investment)
in CHF25.02.2013
Member of Board of Directors
(265)
1,626.25
430,956.25
27.07.2012
Member of the Executive Board
1,336
1,000
(1,336,000.00)
26.07.2012
Member of the Executive Board
571
1,000
(571,000.00)
26.07.2012
Member of the Executive Board
344
1,000
(344,000.00)
25.07.2012
Member of the Executive Board
1,462
1,000
(1,462,000.00)
25.07.2012
Member of the Executive Board
60
1,000
(60,000.00)
25.07.2012
Member of the Executive Board
262
1,000
(262,000.00)
25.07.2012
Member of Board of Directors
36
1,000
(36,000.00)
25.07.2012
Member of Board of Directors
89
1,000
(89,000.00)
25.07.2012
Member of Board of Directors
175
1,000
(175,000.00)
24.07.2012
Member of Board of Directors
306
1,000
(306,000.00)
24.07.2012
Member of Board of Directors
297
1,000
(297,000.00)
23.07.2012
Member of the Executive Board
91
1,000
(91,000.00)
23.07.2012
Member of Board of Directors
366
1,000
(366,000.00)
23.07.2012
Member of Board of Directors
11
1,000
(11,000.00)
23.07.2012
Member of Board of Directors
17
1,000
(17,000.00)
23.07.2012
Member of Board of Directors
44
1,000
(44,000.00)
20.07.2012
Member of Board of Directors
113
1,000
(113,000.00)
-
Options
Transaction date Function Number of options, purchase/(sale) Price per option Strike Expiry date Total transaction, proceeds/(investment) in CHF 01.12.2022 Member of Board of Directors (135,472) 0.09 – 12,192.48 01.12.2022 Member of Executive Board (123,837) 0.09 – 11,145.33 30.11.2022 Member of Board of Directors (57,985) 0.11 – 6,378.35 30.05.2017
Member of the Executive Board
(18,576)
0.45
–
8,359.20
26.05.2017
Member of Board of Directors
(44,019)
0.45
–
19,808.55
24.05.2017
Member of the Executive Board
(62,043)
0.48
–
29,780.64
23.05.2017
Member of Board of Directors
(158,946)
0.47
–
74,704.62
27.11.2015
Member of Board of Directors
(37,430)
0.62
–
03.12.2015
23,290.54
27.11.2015
Member of Board of Directors
(4,598)
0.60
–
03.12.2015
2,764.61
27.11.2015
Member of Board of Directors
(1,940)
0.60
–
03.12.2015
1,166.42
23.11.2015
Member of Board of Directors
(22,506)
0.59
–
03.12.2015
13,278.54
18.05.2012
Member of the Executive Board
100,000
2.40
24.00
18.12.2015
(240,000.00)
15.05.2012
Member of the Executive Board
140,000
2.50
24.00
18.12.2015
(350,000.00)
04.05.2012
Member of Board of Directors
(25,000)
0.75
42.00
15.09.2011
18,750.00
29.04.2011
Member of Board of Directors
(50,000)
0.88
42.00
15.09.2011
44,000.00
28.07.2010
Member of Board of Directors
(25,000)
2.55
56.00
16.03.2011
63,750.00
28.07.2010
Member of Board of Directors
(25,000)
2.70
52.00
14.12.2010
67,500.00
07.05.2009
Member of Board of Directors
(50,000)
0.85
74.00
01.03.2010
42,500.00
06.05.2009
Member of Board of Directors
(50,000)
1.00
74.00
01.03.2010
50,000.00
-
Managers' Transactions as per the EU Market Abuse Regulation
There are no transactions to report as of the current date.
