Global Markets Legal and Regulatory information

Legal and Regulatory information

MiFID II Best Execution Reports

RTS 28

These MiFID "Top Five Broker" reports have been prepared for the purposes of meeting Credit Suisse (Deutschland) AG's obligations to publish yearly data relating to the Top Five Brokers used by the entity for transmitting client orders for all in scope MiFID II asset classes pursuant to the art. 65 of the Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 on duties of investments firms carrying out portfolio management and reception and transmission of orders to act in the best interests of the client and Commission Delegated Regulation (EU) 2017/576 of 8 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards for the annual publication by investment firms of information on the identity of execution venues and on the quality of execution (the "Regulation").