Legal Notes PT Credit Suisse Sekuritas Indonesia
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General Information
PT Credit Suisse Sekuritas Indonesia
Gedung Sampoerna Strategic Square
South Tower, 23rd floor
Jalan Jenderal Sudirman Kav.45
Jakarta 12930
Phone : +6221 25537900
Fax : +6221 25537990
Decree of the Chairman of Capital Market Supervisory Agency Number:
KEP-04/PM/PEE/2002
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6 February 1997
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Established footprint in Indonesia by obtaining license as Representative Office
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31 May 2002
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Established local entity PT Credit Suisse First Boston Indonesia
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2 September 2002
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Obtained Underwriting License from Bapepam-LK
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12 December 2005
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Change name to PT Credit Suisse Securities Indonesia
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3 October 2007
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Obtained membership from the Indonesia Stock Exchange
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31 January 2017
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Change name to PT Credit Suisse Sekuritas Indonesia
Board of Commissioners
Board of Directors
Licensed Individuals
Record As of 31 July 2021
| Department | Licensed Person |
| Directors | 4 |
| Sales and Dealing | 6 |
| Risk Management and KYC Officer | 1 |
| Finance and Accounting | 1 |
| Operations | 2 |
| Information Technology | 0 |
| Compliance | 1 |
| Research | 7 |
| Investment Banking | 4 |
Information for Customer
Compliant Handling Publication
Governance Standard
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Code of Conduct
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Function and Policy on Risk Management
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The Risk function acts as guardian of the bank's risk appetite and provides effective and independent risk oversight:
- Challenge and proactively engage with the business in shaping its risk profile, strengthening the first Line of Defense (LoD) and aligning its strategy execution with shareholders' and regulatory requirements
- Maintain a comprehensive bank-wide risk appetite framework and run well-controlled risk processes ensuring an effective bank-wide second LoD
- Position Risk function as competent, reliable and, where appropriate, challenging counterpart vis-à-vis regulatory authorities globally
- Provide stakeholders with transparency on all risk-related matters and ensure timely assessment and escalation
- Continuously strengthen the Risk function by attracting, developing and retaining top talents and foster continuous learning throughout the organization
- Drive the continuous enhancement and efficiency improvement of risk-related systems and infrastructure
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Function and Policy on Compliance
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Chief Compliance Officer is responsible for providing independent oversight and control over the compliance and regulatory risks relating to the APAC division. The CCRO is granted the necessary independence, authority and resources to executive its duties without undue influence or obstacles, and the appropriate access to management to escalate issues, as needed. The CCRO's mandate is to monitor APAC's business activities on all levels based on regular and ad-hoc Compliance risk assessments so to minimize potential risks to CS's reputation and the violation of laws or regulations. APAC CCRO has delegated authority from the Group Chief Compliance and Regulatory Affairs Officer to independently execute its mandate, as a 2nd line of defense 'control' function.