Shareholders Executive Holdings

Executive Holdings

Information about Credit Suisse Securities held by the members of the Executive Board and the Board of Directors.

The below tables capture the holdings of Credit Suisse Group stock, options and other equity based instruments (collectively "CSG Securities") as of year-end by the members of the Board of Directors. The numbers do include CSG Securities granted as part of compensation as well as those that have not been granted as part of compensation.
Any dealings in CSG Securities are published promptly in line with the SIX Directive on the Disclosure of Management Transactions on the SIX website as well as on the Credit Suisse Group website.

Share holdings by individual

Includes shares that are subject to a blocking period of up to four years.

Board of Directors

Number of shares 1 2016 2015
Urs Rohner  197,861 244,868
Jassim Bin Hamad J.J. Al Thani 35,809 26,404
Iris Bohnet 38,287 25,120
Noreen Doyle 70,883 52,998
Alexander Gut 7,865 -
Andreas N. Koopmann 81,746 60,944
Jean Lanier 96,318 75,799
Sereina (Maag) Macia 19,700 4,653
Kai S. Nargolwala 226,362 209,434
Joaquin J. Ribeiro 7,865 -
Severin Schwan 82,803 65,601
Richard E. Thornburgh 225,038 194,089
John Tiner 140,910 107,866
Total 1'231'447
1,067,776 2

1 Includes Group shares that are subject to a blocking period of up to four years; includes shareholdings of immediate family members.
2 Excludes 6,850 shares held by Sebastian Thrun as of December 31, 2015, who did not stand for re-election to the Board as of April 27, 2016.

The below tables capture the holdings of Credit Suisse Group stock, options and other equity based instruments (collectively "CSG Securities") as of year-end by the members of the Executive Board. The numbers do include CSG Securities granted as part of compensation as well as those that have not been granted as part of compensation.

Any dealings in CSG Securities are published promptly in line with the SIX Directive on the Disclosure of Management Transactions on the SIX website as well as on the Credit Suisse Group website.

Units by individual

December 31, 2016

Individual

Number of owned shares1

Number of unvested share awards

Number of owned shares and unvested share awards

Value of unvested awards at grant (CHF)

Current value of unvested awards (CHF)

Tidjane Thiam

81,927

956,854

1,038,781

19,218,952

13,979,637

James L. Amine 262,706 960,430 1,223,136 17,584,172 13,107,481

Pierre-Olivier Bouée

3,614

342,802

346,416

6,496,732

5,008,337

Romeo Cerutti

286,688

298,820

585,508

5,513,136

4,070,471

Brian Chin 109,013 692,600 801,613 14,516,015 10,118,886
Peter Goerke 17,640 198,863 216,503 3,907,775 2,905,388
Thomas Gottstein 64,318 243,555 307,873 4,577,173 3,430,375
Iqbal Khan 40,282 264,939 305,221 4,916,102 3,753,931

David R. Mathers

70,573

515,650

586,223

9,322,737

7,013,704

Joachim Oechslin 32,345 247,226 279,571 4,759,240 3,521,532

Helman Sitohang

244,895

727,512

972,407

13,138,543

10,045,960

Lara Warner

92,043

277,851

369,894

5,252,574

3,844,714

Total

1,306,044

5,727,102

7,033,146

109,203,151

80,800,416

1) Includes shares that were initially granted as deferred compensation and have vested. 

Units by individual

December 31, 2015

Individual

Number of owned shares1

Number of unvested share awards

Number of owned shares and unvested share awards

Value of unvested awards at grant (CHF)

Current value of unvested awards (CHF)

Tidjane Thiam

-

677,368

677,368

14,322,470

14,692,112

James L. Amine 118,982 601,098 720,080 13,448,466 13,037,816

Pierre-Olivier Bouée

-

73,307

73,307

1,885,249

1,590,029

Romeo Cerutti

219,539

122,417

341,956

2,727,390

2,655,225

Peter Goerke 79,034 79,034 1,843,536 1,714,247
Thomas Gottstein 98,344 98,344 2,174,771 2,133,081
Iqbal Khan 13,358 99,516 112,874 2,098,706 2,158,502

David R. Mathers

35,063

215,170

250,233

4,793,822

4,667,037

Joachim Oechslin 17,099 97,982 115,081 2,124,889 2,125,230
Timothy P. O’Hara 29,079 579,567 608,646 13,521,795 12,570,808

Helman Sitohang

5,992

406,124

412,116

9,145,242

8,808,830

Lara Warner

29,313

158,244

187,557

3,658,283

3,432,312

Total

468,425

3,208,171

3,676,596

71,744,619

69,585,229

1) Includes shares that were initially granted as deferred compensation and have vested.