Overview

The European Market Infrastructure Regulation1 ("EMIR") and both the Markets in Financial Instruments Directive II2 and Regulation3 (collectively "MiFID II") set out certain information that we are required to provide to our clients under EMIR and MiFID II where we clear derivatives for them, either directly or indirectly through an EU central counterparty that has been reauthorised under EMIR ("CCP"). References to "we" or "us" on this webpage are to the following entities:

  • Credit Suisse International4 ("CSI") in relation to clearing services provided by CSI,
  • Credit Suisse Securities (Europe) Limited5 ("CSSEL") in relation to clearing services provided by CSSEL,
  • Credit Suisse Securities (USA) LLC6 ("CSSU") in relation to clearing services provided by CSSU,
  • Credit Suisse AG (Sydney Branch)7 ("CSAGSB") in relation to clearing services provided by CSAGSB, and
  • Credit Suisse Bank (Europe), S.A.8  ("CSEB") in relation to clearing services provided by CSEB.

Exchange Traded Funds – Key Investor Information Documents

Exchange Traded Funds ("ETFs") are open ended investment vehicles that are designed to trade like an individual security on a trading venue. Most ETFs are index funds replicating an equity or bond index and are designated as UCITS ETFs, which means that they can be marketed freely within the EU.

 

Under the European directive 2009/65 EC, from 1 July 2012 ETF sponsors are required to issue Key Investor Information Documents ("KIIDs") for all UCITS ETFs.

 

Further information is available on our website. Please note that as these products are only available to institutional clients in particular countries, we request that you confirm your country of residence and accept our terms and conditions before viewing the links.

Disclosure of SEC-Required Order Execution Information

Public review of the monthly statistical reports in compliance with SEC Rule 605 is available on https://bestex.credit-suisse.com/index.html.

 

Disclosure of SEC-Required Order Routing Information

Public review of the quarterly statistical reports in compliance with SEC Rule 606 is available on https://bestex.credit-suisse.com/cs-606-A1-reports.html.

 

Additional information regarding these SEC rules may be obtained from www.sec.gov or www.finra.org.

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