Shareholders Significant Shareholders

Significant Shareholders

Credit Suisse is required to notify about shareholders whose holdings are above 3 per cent of the voting rights.

Under the Swiss Financial Market Infrastructure Act (FMIA; until 31.12.2015 Stock Exchange Act, SESTA), anyone holding shares in a company listed on the SIX is required to notify the company and the SIX if their holding reaches, falls below or exceeds the following thresholds: 3%, 5%, 10%, 15%, 20%, 25%, 33 1/3%, 50% or 66 2/3% of the voting rights entered into the commercial register, whether or not the voting rights can be exercised. Following receipt of such notification, the company has the obligation to inform the public. In addition, pursuant to the Swiss Code of Obligations, a company must disclose in the notes to their annual consolidated financial statements the identity of any shareholders who own in excess of 5% of their shares.

The following provides an overview of holdings in Credit Suisse Group AG (shares and purchase rights) above 3% based on the most recent disclosure notifications. The full text of all notifications can be found further below.

Shareholder / Group

Publication date

Total holdings in %

Shares in %

Purchase rights in %

Sale Position in %
BlackRock, Inc. 25.01.2013 3.01 3.01 -  
The Capital Group Companies, Inc. 30.08.2016 5.05 5.05 -  
Credit Suisse Group AG 07.09.2016 3.52 0.53 2.99 21.82
Dodge & Cox 1 19.12.2012 4.96 4.96 -  
Harris Associates L.P. 2 09.11.2013 5.17 5.17 -  
Norges Bank 12.02.2016 5.03 5.03 -  
Olayan Group 16.09.2016 10.72 5.41 5.31  
Qatar Holding LLC 16.11.2016 17.74     4.93 12.81  

1 This position includes the reportable position of Dodge & Cox international Stock Fund (3.03% shares), as published by SIX on June 11, 2014.

2 This position includes the reportable position of Harris Associates Investment Trust (4.96% shares), as published by SIX on November 12, 2016

Further information on disclosures under the FMIA can be found on the following website of the SIX Swiss Exchange.

2016-11-16

Disclosure pursuant to Article 120 et seq. of the Swiss FMIA: Qatar Holding LLC Reports a decrease in the direct participation to below 5%

In a disclosure report dated November 11, 2016, Credit Suisse Group AG was notified that as at November 07, 2016, the Qatar Holding LLC which is controlled by the State of Qatar held 17.74% of the voting rights entered in the Commercial Register (4.93% shares; 12.81% purchase rights). 

2016-11-12

Disclosure pursuant to Article 120 et seq. FMIA: Harris Associates Investment Trust‘s holdings of purchase positions Credit Suisse Group AG shares below reporting threshold of 5% 

In a disclosure report that Credit Suisse Group AG received on November 10, 2016 it was notified that as of November 7, 2016, Harris Associates Investment Trust held 4.96% of the voting rights entered in the Commercial Register (4.96% shares).

2016-11-11

Disclosure pursuant to Article 120 et seq. FMIA: Harris Associates Investment Trust‘s holdings of purchase positions Credit Suisse Group AG shares above reporting threshold of 5% 

In a disclosure report that Credit Suisse Group AG received on November 9, 2016 it was notified that as of November 4, 2016, Harris Associates Investment Trust held 5.04% of the voting rights entered in the Commercial Register (5.04% shares).

2016-10-24

Disclosure pursuant to Article 120 et seq. of the Swiss FMIA: Harris Associates Investment Trust‘s holdings of purchase positions Credit Suisse Group AG shares below reporting threshold of 5%

In a disclosure report that Credit Suisse Group AG received on October 21, 2016 it was notified that as of October 20, 2016, Harris Associates Investment Trust held 4.97% of the voting rights entered in the Commercial Register (4.97% shares).

2016-09-16

Disclosure pursuant to Article 120 et seq. of the Swiss FMIA: Olayan Group’s holdings of shares above reporting threshold of 5%.

In a disclosure report dated September 14, 2016, Credit Suisse Group AG was notified that as at September 12, 2016, Olayan Group held 10.72% of the voting rights entered in the Commercial Register (5.41% shares; 5.31% purchase rights).

2016-09-07

Disclosure pursuant to Article 120 et seq. of the Swiss FMIA: Credit Suisse Group AG's holdings of purchase positions above reporting threshold of 3%

In a disclosure report dated September 6, 2016, Credit Suisse Group AG disclosed that Credit Suisse Group AG's holdings of purchase positions exceeded the reporting threshold of 3%.

2016-09-07: Link to detailed information on group companies and financial instruments

2016-08-31

Disclosure pursuant to Article 120 et seq. of the Swiss FMIA: Credit Suisse Group AG's holdings of sale positions below reporting threshold of 25%

In a disclosure report dated August 30, 2016, Credit Suisse Group AG disclosed that Credit Suisse Group AG's holdings of sale positions fell below the reporting threshold of 25%.

2016-08-31: Link to detailed information on group companies and financial instruments

2016-08-30

Disclosure pursuant to Article 120 et seq. of the Swiss FMIA: The Capital Group Companies, Inc.'s holdings of purchase positions above reporting threshold of 5%

In a disclosure report dated August 26, 2016, Credit Suisse Group AG was notified that as at August 25, 2016, The Capital Group Companies, Inc. held 5.051% of the voting rights entered in the Commercial Register (5.051% shares).

2016-08-03

Disclosure pursuant to Article 120 et seq. of the Swiss FMIA: Franklin Resources, Inc's holdings of purchase positions below reporting threshold of 3%.

In a disclosure report dated August 01, 2016, Franklin Resources, Inc. disclosed that Franklin Resources, Inc's holdings of purchase positions fell below the reporting threshold of 3%. 

2016-07-05

Disclosure pursuant to Article 120 et seq. of the Swiss FMIA: Credit Suisse Group AG's holdings of purchase positions below reporting threshold of 3%

In a disclosure report dated July 5, 2016, Credit Suisse Group AG disclosed that Credit Suisse Group AG's holdings of purchase positions fell below the reporting threshold of 3%.

2016-07-05: Link to detailed information on group companies and financial instruments

2016-06-29

Disclosure pursuant to Article 120 et seq. FMIA: Credit Suisse Group AG's holdings of purchase positions above reporting threshold of 3%

In a disclosure report dated June 29, 2016, Credit Suisse Group AG disclosed that Credit Suisse Group AG's holdings of purchase positions exceeded the reporting threshold of 3%.

2016-06-29: Link to detailed information on group companies and financial instruments

2016-06-17

Disclosure pursuant to Article 120 et seq. of the Swiss FMIA: Qatar Holding LLC Reports Change in the Terms of Financial Instruments and an increase in the direct participation to more than 5%

In a disclosure report dated June 13, 2016, Credit Suisse Group AG was notified that as at June 07, 2016, the Qatar Holding LLC which is controlled by the State of Qatar held 18.24% of the voting rights entered in the Commercial Register (5.07% shares; 13.17% purchase rights). 

2016-06-14

Disclosure pursuant to Article 120 et seq. of the Swiss FMIA: Harris Associates Investment Trust‘s holdings of purchase positions Credit Suisse Group AG shares above reporting threshold of 5%

In a disclosure report that Credit Suisse Group AG received on June 9, 2016 it was notified that as of June 6, 2016, Harris Associates Investment Trust held 5.08% of the voting rights entered in the Commercial Register (5.08% shares).

2016-06-09

Disclosure pursuant to Article 120 et seq. of the Swiss FMIA: Olayan Group Reports Change in the Terms of Financial Instruments

In a disclosure report dated June 7, 2016, Credit Suisse Group AG was notified that as at June 03, 2016, Olayan Group held 10.15% of the voting rights entered in the Commercial Register (4.77% shares; 5.38% purchase rights). 

2016-05-04

Disclosure pursuant to Article 120 et seq. of the Swiss FMIA: Credit Suisse Group AG's holdings of purchase positions below reporting threshold of 3%

In a disclosure report dated May 4, 2016, Credit Suisse Group AG disclosed that Credit Suisse Group AG's holdings of purchase positions fell below the reporting threshold of 3%.

2016-05-04: Link to detailed information on group companies and financial instruments

2016-02-25

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Franklin Resources, Inc.’s composition of the Group has changed

In a disclosure report that Credit Suisse Group AG received on February 23, 2016, it was notified that as of February 18, 2016 a change to the composition of the Franklin Resources Inc. group occurred to the extent that Franklin Advisory Services, LLC no longer holds a position in Credit Suisse Group AG. 

2016-02-18

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Franklin Resources, Inc.’s composition of the Group has changed

In a disclosure report that Credit Suisse Group AG received on February 16, 2016, it was notified that as of February 12, 2016 a change to the composition of the Franklin Resources Inc. group occurred to the extent that Franklin Advisory Services, LLC now holds a position in Credit Suisse Group AG. 

2016-02-12

Disclosure pursuant to Article 120 et seq. of the Swiss FMIA: Credit Suisse Group AG's holdings of purchase positions above reporting threshold of 5%

In a disclosure report that Credit Suisse Group AG received on February 9, 2016 it was notified that as of February 8, 2016, Norges Bank held 5.03% of the voting rights entered in the Commercial Register (5.03% shares). 

2016-01-07

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group AG's holdings of purchase positions above reporting threshold of 3%

In a disclosure report dated January 6, 2016, Credit Suisse Group AG disclosed that Credit Suisse Group AG's holdings of purchase positions exceeded the reporting threshold of 3%.

2016-01-07: Link to detailed information on group companies and financial instruments

Notification Obligations Contacts

2015-12-24

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act:
Norges Bank’s holdings of shares in Credit Suisse Group AG below reporting threshold of 5%

In a disclosure report that Credit Suisse Group AG received on December 21, 2015 it was notified that as of December 18, 2015, Norges Bank held 4.999% of the voting rights entered in the Commercial Register (4.999% shares). 

2015-12-15

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group AG's holdings of purchase positions below reporting threshold of 3%

In a disclosure report dated December 14, 2015, Credit Suisse Group AG disclosed that Credit Suisse Group AG's holdings of purchase positions fell below the reporting threshold of 3%.

2015-12-15: Link to detailed information on group companies and financial instruments

2015-12-10

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act:
Qatar Holding LLC total holdings in Credit Suisse Group AG below reporting threshold of 20%, Position in purchase rights below 15%.

In a disclosure report that Credit Suisse Group AG received on December 8, 2015, it was notified that as of December 3, 2013, Qatar Holding LLC held 18.57% of the voting rights entered in the Commercial Register (4.98% shares; 13.59% purchase rights). 

2015-12-02

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Olayan Group’s holdings of shares of Credit Suisse Group AG below reporting threshold of 5%

In a disclosure report dated December 1, 2015, Credit Suisse Group AG was notified that as at November 25, 2015, Olayan Group held 11.36% of the voting rights entered in the Commercial Register (4.95% shares; 6.4% purchase rights).

2015-11-28

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group AG's holdings of sale positions below reporting threshold of 33.3%

In a disclosure report dated November 26, 2015, Credit Suisse Group AG disclosed that Credit Suisse Group AG's holdings of sale positions fell below the reporting threshold of 33.3%.

2015-11-28: Link to detailed information on group companies and financial instruments

2015-11-28

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act:
Qatar Holding LLC holdings of shares in Credit Suisse Group AG below reporting threshold of 5%

In a disclosure report that Credit Suisse Group AG received on November 26, 2015 it was notified that as of October 25, 2013, Qatar Holding LLC held 20.18% of the voting rights entered in the Commercial Register (4.98% shares; 15.20% purchase rights).

2015-10-29

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group AG's holdings of purchase positions above reporting threshold of 3% In a disclosure report dated October 28, 2015, Credit Suisse Group AG disclosed that Credit Suisse Group AG's holdings of purchase positions exceeded the reporting threshold of 3%.

2015-10-29: Link to detailed information on group companies and financial instruments

2015-10-27 

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group AG's holdings of sale positions above the reporting thresholds of 33 1/3% In a disclosure report dated October 26, 2015, Credit Suisse Group AG disclosed that as at October 20, 2015 Credit Suisse Group AG's holdings of sale positions exceeded the reporting threshold of 33 1/3%. 

2015-10-27: Link to detailed information on group companies and financial instruments

2015-10-27 

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Granting of subscription rights in the context of a capital increase for a private placement to a “lock-up” group of 37 qualified investors. In the context of an ordinary capital increase for a private placement announced on October 21, 2015, to be resolved upon by an extraordinary shareholders meeting scheduled for November 19, 2015, 37 qualified investors and parties acting on behalf of qualified investors, entered into an agreement to purchase and subscribe  the newly created shares and not to dispose of them before the termination of the rights offering that also was announced on October 201, 2015. The termination of the rights issue and the lock-up undertaking, respectively, is scheduled for December 4, 2015.

More details on the private placement and the capital increase

2015-09-01

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Franklin Resources, Inc.’s composition of the Group has changed In a disclosure report that Credit Suisse Group AG received on August 28, 2015, it was notified that as of August 27, 2015 a change to the composition of the Franklin Resources Inc. group occurred to the extent that Fiduciary Trust has now sold out its position in Credit Suisse Group AG. 

2015-08-27

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Franklin Resources, Inc.’s composition of the Group has changed

In a disclosure report that Credit Suisse Group AG received on August 25, 2015, it was notified that as of August 24, 2015 a change to the composition of the Franklin Resources Inc. group occurred to the extent that Fiduciary Trust now holds a position in Credit Suisse Group AG. 


2015-04-29

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group AG's holdings of shares below reporting threshold of 3% In a disclosure report dated April 28, 2015, Credit Suisse Group AG disclosed that as at April 23, 2015, Credit Suisse Group AG's holdings of shares fell below the reporting threshold of 3%.

2015-04-29: Link to detailed information on group companies and financial instruments

2015-04-21

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Capital Group Companies, Inc.'s holdings of shares of Credit Suisse Group AG above reporting threshold of 3% In a disclosure report dated April 17, 2015, Credit Suisse Group AG was notified that as at April 16, 2015, Capital Group Companies, Inc. held 3.0142% of the voting rights entered in the Commercial Register (3.0142% shares).

2015-02-28

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group AG's holdings of shares above reporting threshold of 3% In a disclosure report dated February 26, 2015, Credit Suisse Group AG disclosed that as at February 23, 2015, Credit Suisse Group AG's holdings of shares exceeded the reporting threshold of 3%.

2015-02-28: Link to detailed information on group companies and financial instruments

2015-02-25

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Franklin Resources, Inc.’s composition of the Group has changed In a disclosure report that Credit Suisse Group AG received on February 23, 2015, it was notified that as of February 20, 2015 a change to the composition of the Franklin Resources Inc. group occurred to the extent that Franklin Templeton Portfolio Advisors, Inc. ceased to hold shares in Credit Suisse Group AG.

2015-01-14

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Capital Group Companies Inc.'s holdings of shares of Credit Suisse Group AG below reporting threshold of 3% In a disclosure report that Credit Suisse Group AG received on January 12, 2015 it was notified that as at January 9, 2015, Capital Group Companies, Inc. held 2.976% of the voting rights entered in the Commercial Register. 

2014-12-19

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group AG's holdings of sale positions below reporting threshold of 33.3% In a disclosure report dated December 17, 2014, Credit Suisse Group AG disclosed that Credit Suisse Group AG's holdings of sale positions fell below the reporting threshold of 33.3%.

2014-12-19: Link to detailed information on group companies and financial instruments

2014-11-26

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Harris Associates Investment Trust’s holdings of shares in Credit Suisse Group AG above reporting threshold of 3% In a disclosure report that Credit Suisse Group AG received on November 18, 2014 it was notified that as of October 31, 2013, Harris Associates Investment Trust held 4.21% of the voting rights entered in the Commercial Register (4.21% shares). This position is included within the reportable position of Harris Associates L.P.

2014-10-24

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Franklin Resources, Inc.’s holding in Shares in Credit Suisse Group AG below reporting threshold of 5% In a disclosure report that Credit Suisse Group AG received on October 22, 2014, it was notified that as of October 21, 2014 the Franklin Resources Inc. group held 4.92% of the voting rights entered in the Commercial Register.

2014-09-13

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group AG's holdings of purchase positions above reporting threshold of 3% In a disclosure report dated September 12, 2014, Credit Suisse Group AG disclosed that Credit Suisse Group AG's holdings of purchase positions exceeded the reporting threshold of 3%.

2014-09-08: Link to detailed information on group companies and financial instruments

2014-09-12

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group AG's holdings of purchase positions below reporting threshold of 3% In a disclosure report dated September 11, 2014, Credit Suisse Group AG disclosed that Credit Suisse Group AG's holdings of purchase positions fell below the reporting threshold of 3%.

2014-09-05: Link to detailed information on group companies and financial instruments

2014-09-11

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group AG's holdings of purchase positions below reporting threshold of 3% Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group AG's holdings of purchase positions above reporting threshold of 3%In a disclosure report dated September 10, 2014, Credit Suisse Group AG disclosed that Credit Suisse Group AG's holdings of purchase positions exceeded the reporting threshold of 3%.

2014-09-04: Link to detailed information on group companies and financial instruments

2014-08-21

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Franklin Resources, Inc.’s composition of the Group has changed In a disclosure report that Credit Suisse Group AG received on August 19, 2014, it was notified that as of August 18, 2014 a change to the composition of the Franklin Resources Inc. group occurred to the extent that Franklin Templeton Institutional, LLC now holds shares in Credit Suisse Group AG.

2014-08-06

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Franklin Resources, Inc.’s composition of the Group has changed In a disclosure report that Credit Suisse Group AG received on August 04, 2014, it was notified that as of July 31, 2014 a change to the composition of the Franklin Resources Inc. group occurred to the extent that Fiduciary Trust Company International ceased to hold shares in Credit Suisse Group AG.

2014-07-02

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Franklin Resources, Inc.’s holding in Shares in Credit Suisse Group AG above reporting threshold of 5% In a disclosure report that Credit Suisse Group AG received on June 30, 2014, it was notified that as of June 27, 2014 the Franklin Resources Inc. group held 5.01% of the voting rights entered in the Commercial Register.

2014-07-01

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Franklin Resources, Inc.’s holding in Shares in Credit Suisse Group AG below reporting threshold of 5% In a disclosure report that Credit Suisse Group AG received on June 27, 2014, it was notified that as of June 26, 2014 the Franklin Resources Inc. group held 4.99% of the voting rights entered in the Commercial Register.

2014-06-19

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Norges Bank’s holdings of shares of Credit Suisse Group AG above reporting threshold of 5% In a disclosure report dated June 18, 2014, Credit Suisse Group AG was notified that as at June 16, 2014, Norges Bank held 5.01% of the voting rights entered in the Commercial Register (5.01% shares).

2014-06-11

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Franklin Resources, Inc.’s holding in Shares in Credit Suisse Group AG above reporting threshold of 5% In a disclosure report that Credit Suisse Group AG received on June 09, 2014, it was notified that as of June 06, 2014 the Franklin Resources Inc. group held 5.02% of the voting rights entered in the Commercial Register.

2014-06-11

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Dodge & Cox International Stock Fund’s holding in Shares in Credit Suisse Group AG above reporting threshold of 3% In a disclosure report that Credit Suisse Group AG received on June 09, 2014, it was notified that as of June 04, 2014 the Dodge & Cox International Stock Fund held 3.03% of the voting rights entered in the Commercial Register.

2014-06-05

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Franklin Resources, Inc.’s holding in Shares in Credit Suisse Group AG below reporting threshold of 5% In a disclosure report that Credit Suisse Group AG received on June 3, 2014, it was notified that as of June 2, 2014 the Franklin Resources Inc. group held 4.98% of the voting rights entered in the Commercial Register.

2014-06-04

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Franklin Resources, Inc.’s holding in Shares in Credit Suisse Group AG at reporting threshold of 5% and composition of the Group changed In a disclosure report that Credit Suisse Group AG received on June 2, 2014, it was notified that as of May 30, 2014 the Franklin Resources Inc. group held 5.00% of the voting rights entered in the Commercial Register and that a change to the composition of the Group occurred by K2/D&S Management Co., L.L.C.’s disposal of its shares in Credit Suisse Group AG.

2014-05-13

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group AG's holdings of purchase positions below reporting threshold of 3% In a disclosure report dated May 12, 2014, Credit Suisse Group AG disclosed that Credit Suisse Group AG's holdings of purchase positions fell below the reporting threshold of 3%.

2014-05-06: Link to detailed information on group companies and financial instruments

2014-05-09

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group AG's holdings of purchase positions above reporting threshold of 3% In a disclosure report dated May 08, 2014, Credit Suisse Group AG disclosed that Credit Suisse Group AG's holdings of purchase positions exceeded the reporting threshold of 3%.

2014-05-02: Link to detailed information on group companies and financial instruments

2014-05-03

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Franklin Resources, Inc. reported a change to the composition of the Group In a disclosure report dated May, 01, 2014, Credit Suisse Group AG was notified of a change to the composition of the Group as K2/D&S Management Co., L.L.C. has acquired shares in Credit Suisse Group AG. As at April 29, 2014, Franklin Resources Inc. held 4.32% of the voting rights entered in the Commercial Register.

2014-03-12

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Franklin Resources, Inc. reported a change to the composition of the Group In a disclosure report dated March 11, 2014, Credit Suisse Group AG was notified of a change to the composition of the Group as Franklin Mutual Advisers, LLC has acquired shares in Credit Suisse Group AG. As at March 07, 2014, Franklin Resources Inc. held 3.61% of the voting rights entered in the Commercial Register.

2013-12-07

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Franklin Resources, Inc. reported a change to the composition of the Group
In a disclosure report dated December 5, 2013, Credit Suisse Group AG was notified of a change to the composition of the Group as Fiduciary Trust Company International has acquired shares in Credit Suisse Group AG. As at December 4, 2013, Franklin Resources Inc. held 3.53% of the voting rights entered in the Commercial Register.

2013-11-09

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Harris Associates L.P.’s holdings of shares in Credit Suisse Group AG above reporting threshold of 5% In a disclosure report that Credit Suisse Group AG received on November 6, 2013 it was notified that as of November 4, 2013, Harris Associates L.P. held 5.17% of the voting rights entered in the Commercial Register (5.17% shares).

2013-10-31

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Qatar Holding LLC’s aggregate holdings of shares and purchase rights in Credit Suisse Group AG above reporting threshold of 20% In a disclosure report that Credit Suisse Group AG received on October 27, 2013 it was notified that as of October 23, 2013, Qatar Holding LLC held 21.73% of the voting rights entered in the Commercial Register (5.2% shares; 16.53% purchase rights).

2013-10-30

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group AG's holdings of sale positions above the reporting thresholds of 20%, 25% and 33 1/3% In a disclosure report dated October 29, 2013, Credit Suisse Group AG disclosed that as at October 23, 2013 Credit Suisse Group AG's holdings of sale positions exceeded the reporting thresholds of 20%, 25% and 33 1/3%.
2013-10-23: Link to detailed information on group companies and financial instruments

2013-09-18

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Franklin Resources, Inc. reported a change to the composition of the Group In a disclosure report dated September 13, 2013, Credit Suisse Group AG was notified of a change to the composition of the Group as Fiduciary Trust Company International has disposed of its total shareholdings in Credit Suisse Group AG. As at September 12, 2013, Franklin Resources Inc. held 3.50% of the voting rights entered in the Commercial Register.

2013-04-11

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group AG's holdings of purchase positions below reporting threshold of 3% In a disclosure report dated April 10, 2013, Credit Suisse Group AG disclosed that as at April 5, 2013 Credit Suisse Group AG's holdings of purchase positions went below the reporting threshold of 3%.
2013-04-05: Link to detailed information on group companies and financial instruments

2013-04-09

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group AG's holdings of purchase positions below reporting threshold of 5% / holding of sale positions below reporting thresholds of 20% In a disclosure report dated April 8, 2013, Credit Suisse Group AG disclosed that Credit Suisse Group AG's holdings of purchase positions went below the reporting threshold of 5%. At the same day, Credit Suisse Group AG’s sale positions went below the reporting threshold of 20%.
2013-04-03: Link to detailed information on group companies and financial instruments

2013-04-06

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Olayan Group’s holdings of shares of Credit Suisse Group AG below reporting threshold of 15% In a disclosure report dated April 5, 2013, Credit Suisse Group AG was notified that as at February 25, 2013, Olayan Group held 14.66% of the voting rights entered in the Commercial Register (6.7% shares; 7.96% purchase rights).

2013-04-05

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group AG's holdings of sale positions below reporting thresholds of 33 1/3% and 25%  In a disclosure report dated April 4, 2013, Credit Suisse Group AG disclosed that as at March 29, 2013, Credit Suisse Group AG's holdings of sale positions went below the reporting thresholds of 33 1/3% and 25%.
2013-03-29: Link to detailed information on group companies and financial instruments

2013-04-05

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Norges Bank’s holdings of shares of Credit Suisse Group AG above reporting threshold of 3% In a disclosure report dated April 3, 2013, Credit Suisse Group AG was notified that as at March 12, 2013, Norges Bank held 4.65% of the voting rights entered in the Commercial Register (3.01% shares; 1.64% purchase rights).

2013-03-08

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group AG's holdings of shares below reporting threshold of 3% In a disclosure report dated March 8, 2013, Credit Suisse Group AG disclosed that as at March 4, 2013, Credit Suisse Group AG's holdings of shares went below the reporting threshold of 3%.
2013-03-08: Link to detailed information on group companies

2013-02-28

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group AG's holdings of shares above reporting threshold of 3% / purchase positions above reporting threshold of 5% In a disclosure report dated February 27, 2013, Credit Suisse Group AG disclosed that as at February 21, 2013, Credit Suisse Group AG's holdings of shares exceeded the reporting threshold of 3%. On the same day, the purchase positions exceeded the disclosure threshold of 5% of the voting rights entered in the Commercial Register.
2013-02-28: Link to detailed information on group companies

2013-01-25

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: BlackRock, Inc.’s holdings of shares of Credit Suisse Group AG above reporting threshold of 3% In a disclosure report dated January 23, 2013, Credit Suisse Group AG was notified that as at December 19, 2012, BlackRock, Inc. held 3.01% of the voting rights entered in the Commercial Register (3.01% shares).
2013-01-25: Link to detailed information on group companies

2013-01-22

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Capital Group Companies Inc.'s holdings of shares of Credit Suisse Group AG above reporting threshold of 3% In a disclosure report dated January 18, 2013, Credit Suisse Group AG was notified that as at January 17, 2013, Capital Companies Inc. held 4.0336% of the voting rights entered in the Commercial Register (3.073% shares; 0.9607% purchase rights).

2012-12-19

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Dodge & Cox's holdings of shares of Credit Suisse Group AG below reporting threshold of 5% In a disclosure report dated December 17, 2012, Credit Suisse Group AG was notified that as at December 12, 2012, Dodge & Cox held 4.96% of the voting rights entered in the Commercial Register (4.96% shares).

2012-09-14

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Franklin Resources, Inc. reported a change to the composition of the Group In a disclosure report dated September 11, 2012, Credit Suisse Group AG was notified of a change to the composition of the Group as Franklin Templeton Institutional LLC has disposed its total shareholdings in Credit Suisse Group AG. As at September 7, 2012, Franklin Resources Inc. held 4.47% of the voting rights entered in the Commercial Register.

2012-08-29

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Dodge & Cox's holdings of shares of Credit Suisse Group AG above reporting threshold of 5% In a disclosure report dated August 27, 2012, Credit Suisse Group AG was notified that as at August 23, 2012, Dodge & Cox held 5.04% of the voting rights entered in the Commercial Register (5.04% shares).

2012-08-02

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Norges Bank's holdings of purchase positions of Credit Suisse Group AG below reporting threshold of 5% In a disclosure report dated August 2, 2012, Credit Suisse Group AG was notified that as at July 31, 2012, Norges Bank held 3.87% of the voting rights entered in the Commercial Register (2.18% shares; 1.69% purchase rights).

2012-07-31

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Capital Group Companies Inc.'s holdings of purchase positions of Credit Suisse Group AG above reporting threshold of 3% In a disclosure report dated July 31, 2012, Credit Suisse Group AG was notified that as at July 30, 2012, Capital Companies Inc. held 3.7062% of the voting rights entered in the Commercial Register (2.6558% shares; 1.0504% purchase rights).

2012-07-24

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Olayan Group's holdings of purchase positions of Credit Suisse Group AG above reporting thresholds of 3%, 5% and 10% In a disclosure report dated July 24, 2012, Credit Suisse Group AG was notified that as at July 18, 2012, Olayan Group held 17.04% of the voting rights entered in the Commercial Register (6.12% shares; 10.92% purchase rights).

2012-07-24

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Norges Bank's holdings of purchase positions of Credit Suisse Group AG above reporting threshold of 5% In disclosure report dated July 24, 2012, Credit Suisse Group AG was notified that as at July 18, 2012, Norges Bank held 5.42% of the voting rights entered in the Commercial Register (2.07% shares; 3.35% purchase rights).

2012-07-24

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group AG's holdings of sale positions above reporting thresholds of 15%, 20%, 25% and 331/3% In disclosure report dated July 24, 2012, Credit Suisse Group AG disclosed that as at July 18, 2012 Credit Suisse Group AG's holdings of sale positions exceeded the reporting threshold of 15%, 20%, 25% and 331/3%.
2012-07-23: Link to detailed information on group companies and financial instruments

2012-07-23

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group AG's holdings of shares below reporting threshold of 3% In disclosure report dated July 23, 2012, Credit Suisse Group AG disclosed that as at July 17, 2012 Credit Suisse Group AG's holdings of shares went below the reporting threshold of 3%.
2012-07-23: Link to detailed information on group companies and financial instruments

2012-07-18

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group AG's holdings of shares above reporting threshold of 3% / purchase positions above reporting threshold of 5% In disclosure report dated July 18, 2012, Credit Suisse Group AG disclosed that as at July 10/12, 2012 Credit Suisse Group AG's holdings of shares exceeded the reporting threshold of 3%. On the same day, the purchase positions exceeded the disclosure threshold of 5% of the voting rights entered in the Commercial Register.
2012-07-18: Link to detailed information on group companies and financial instruments

2012-06-15

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Capital Group Companies Inc.'s holdings of shares of Credit Suisse Group AG below reporting threshold of 3% In a disclosure report that Credit Suisse Group AG received on June 13, 2012 it was notified that as at June 12, 2012, Capital Group Companies Inc. held 2.9874% of the voting rights entered in the Commercial Register (2.8953% shares; 0.0921% purchase rights).

2012-05-22

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Capital Group Companies Inc.'s holdings of shares of Credit Suisse Group AG above reporting threshold of 3% In disclosure report dated May 18, 2012, Credit Suisse Group AG was notified that as at May 17, 2012, Capital Companies Inc. held 3.1394% of the voting rights entered in the Commercial Register (3.045% shares; 0.094% purchase rights).

2012-05-15

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Harris Associates L.P.'s holdings of shares of Credit Suisse Group AG above reporting threshold of 3% In disclosure report dated May 15, 2012, Credit Suisse Group AG was notified that as at May 10, 2012, Harris Associates L.P. held 3.01% of the voting rights entered in the Commercial Register.

2012-05-15

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Capital Group Companies Inc.'s holdings of shares and purchase rights of Credit Suisse Group AG above reporting threshold of 3% In disclosure report dated May 15, 2012, Credit Suisse Group AG was notified that as at May 14, 2012, Capital Companies Inc. held 3.0058% of the voting rights entered in the Commercial Register (2.933% shares; 0.073% purchase rights).

2011-12-15

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Dodge & Cox's holdings of shares of Credit Suisse Group AG above reporting threshold of 3% In a disclosure report that Credit Suisse Group AG received on December 14, 2011 it was notified that as of December 9, 2011 Dodge & Cox held 3.03% of the voting rights entered in the Commercial Register.

2011-12-15

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Franklin Resources Inc.'s holdings of shares of Credit Suisse Group AG above reporting threshold of 3% In a disclosure report that Credit Suisse Group AG received on December 14, 2011 it was notified that as at December 12, 2011 Franklin Resources Inc. held 3.0% of the voting rights entered in the Commercial Register.

2011-11-24

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Capital Group Companies Inc.'s holdings of shares of Credit Suisse Group AG below reporting threshold of 3% In disclosure report dated November 22, 2011, Credit Suisse Group AG was notified that as at November 18, 2011, Capital Companies Inc. held 2.9555% of the voting rights entered in the Commercial Register.

2011-09-27

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: The Capital Group Companies, Inc.'s holdings of shares of Credit Suisse Group AG above reporting threshold of 3% In a disclosure report dated September 23, 2011, Credit Suisse Group AG was notified that as of September 22, 2011, The Capital Group Companies, Inc. held 3.0371% of the voting rights entered in the Commercial Register.

2011-08-12

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Koor Industries Ltd.'s holdings of shares in Credit Suisse Group below reporting threshold of 3% In a disclosure report of August 11, 2011, Credit Suisse Group AG was notified that as of August 8, 2011, Koor Industries Ltd. held less than 3% of the voting rights entered in the commercial register.

2011-07-01

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act:
BlackRock's holdings of shares and purchase positions of Credit Suisse Group below reporting threshold of 3%
In a disclosure report that Credit Suisse Group AG received on July 1, 2011 it was notified that as at June 23, 2011 BlackRock Inc. held 2.94% of the voting rights entered in the Commercial Register.
2011-07-01: Link to detailed information on group companies

2011-06-14

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act:
BlackRock's holdings of purchase positions of Credit Suisse Group above reporting threshold of 3%
In a disclosure report that Credit Suisse Group AG received on June 13, 2011 it was notified that as at June 7, 2011 BlackRock Inc. held 3.06% of the voting rights entered in the Commercial Register.
2011-06-14: Link to detailed information on group companies

2011-06-08

Disclosure pursuant to Article 21 of the Swiss Stock Exchange Act: Capital Group Companies Inc.'s holdings of shares of Credit Suisse Group AG below reporting threshold of 3% In disclosure reports dated June 6, 2011, Credit Suisse Group AG was notified that as at June 3, 2011, Capital Companies Inc. held 2.9656% of the voting rights entered in the Commercial Register.

2011-05-11

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act:
Credit Suisse Group AG's holdings of purchase positions below reporting threshold of 5%
On May 5, 2011 Credit Suisse Group AG's holdings of purchase positions fell below the disclosure threshold of 5% of the voting rights entered in the Commercial Register.
2011-05-11: Link to detailed information on group companies and financial instruments

2011-04-30

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act:
Qatar Holding LLC holds 6.168% of the shares in Credit Suisse Group AG
In a disclosure report that Credit Suisse Group AG received on April 28, 2011 it was notified that as of April 21, 2011, Qatar Holding LLC held 6.168% of the voting rights entered in the Commercial Register.
Reason for the disclosure notification was that Qatar Holding Netherlands B.V. (an indirect wholly-owned subsidiary of Qatar Holding LLC) transferred its entire direct holdings of shares in Credit Suisse Group AG to Qatar Holding LLC.

2011-04-29

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act:
BlackRock's holdings of purchase positions of Credit Suisse Group below reporting threshold of 3%
In a disclosure report that Credit Suisse Group AG received on April 26, 2011 it was notified that as of April 15, 2011 BlackRock Inc. held 2.98% of the voting rights entered in the Commercial Register.
2011-04-29: Link to detailed information on group companies

2011-03-02

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act:
Credit Suisse Group's holdings of sales positions above reporting threshold of 10%
On February 24, 2011 Credit Suisse Group's holdings of sales positions exceeded the disclosure thresholds of 3%, 5% and 10% of the voting rights entered in the Commercial Register.
The exceeding of these reporting thresholds is a consequence of the issuance of Credit Suisse AG's "Tier 2 Buffer Capital Notes".
2011-03-02: Link to detailed information on group companies and financial instruments

2011-03-01

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act:
Credit Suisse Group's holdings of sales positions below reporting threshold of 3%
On February 23, 2011 Credit Suisse Group's holdings of sales positions fell below the disclosure threshold of 3% of the voting rights entered in the Commercial Register.
2011-03-01: Link to detailed information on group companies and financial instruments

2011-02-10

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group's holdings of sales positions above reporting threshold of 3% On February 4, 2011 Credit Suisse Group's holdings of sales positions has exceeded the disclosure threshold of 3% of the voting rights entered in the Commercial Register.
2011-02-10: Link to detailed information on group companies and financial instruments

2010-12-23

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group's holdings of purchase positions below reporting threshold of 10%, holdings of sales positions below reporting threshold of 3% On December 17, 2010 Credit Suisse Group's holdings of purchase positions fell below disclosure threshold of 10%. On the same day, its holdings of sales positions fell below the disclosure threshold of 3% of the voting rights entered in the Commercial Register.
2010-12-23: Link to detailed information on group companies and financial instruments

2010-12-13

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group's holdings of purchase positions above reporting threshold of 10% On December 7, 2010 Credit Suisse Group's holdings of purchase positions has exceeded the disclosure threshold of 10%. Credit Suisse Group's holdings of own shares still remain below the disclosure threshold of 3%.
2010-12-13: Link to detailed information on group companies and financial instruments

2010-07-29

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Qatar Holding Netherlands B.V. holds 6.173% of the shares in Credit Suisse Group In a disclosure report that Credit Suisse Group AG received on July 28, 2010 the group was notified that as of April 28, 2010, Qatar Holding Netherlands B.V. holds 6.173% of the voting rights entered in the Commercial Register. In addition, the Qatar Group reported sales positions of 1.25%.
Reason for the disclosure notification was that Qatar Holding LLC transferred its entire direct holdings of shares in Credit Suisse Group AG to its indirect wholly-owned subsidiary, Qatar Holding Netherlands B.V.

2010-07-01

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Morgan Stanley's holdings of purchase positions of Credit Suisse Group below reporting threshold of 3% In a disclosure report dated June 30, 2010 Credit Suisse Group AG was notified that as of June 28, 2010, Morgan Stanley holds less than 3% of the voting rights entered in the Commercial Register.
2010-07-01: Link to detailed information on financial instruments

2010-05-27

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act:
Credit Suisse Group's holdings of sales positions below reporting threshold of 5%
On May 21, 2010 Credit Suisse Group's holdings of sales positions fell below the disclosure threshold of 5% of the voting rights entered in the Commercial Register.
2010-05-27: Link to detailed information on group companies and financial instruments

2010-05-17

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Morgan Stanley's holdings of purchase positions of Credit Suisse Group below reporting threshold of 5%

In a disclosure report dated May 14, 2010 Credit Suisse Group AG was notified that as of May 11, 2010, Morgan Stanley holds less than 5% of the voting rights entered in the Commercial Register.
2010-05-17: Link to detailed information on financial instruments

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Morgan Stanley's holdings of purchase positions of Credit Suisse Group above reporting threshold of 3% and 5%

In a disclosure report dated May 13, 2010 Credit Suisse Group AG was notified that as of May 6, 2010, Morgan Stanley holds more than 5% of the voting rights entered in the Commercial Register.
2010-05-17: Link to detailed information on financial instruments

2010-05-12

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act:
Credit Suisse Group's holdings of sales positions above reporting threshold of 5%
On May 7, 2010 Credit Suisse Group's holdings of sales positions exceeded the disclosure threshold of 5% of the voting rights entered in the Commercial Register.
2010-05-12: Link to detailed information on group companies and financial instruments

2010-04-26

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act:
Credit Suisse Group's holdings of shares below reporting threshold of 3%
On April 20, 2010 Credit Suisse Group's holdings of shares fell below the disclosure threshold of 3% of the voting rights entered in the Commercial Register.
2010-04-26: Link to detailed information on group companies and financial instruments

2010-04-13

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group's holdings of shares above reporting threshold of 3% On April 7, 2010 Credit Suisse Group's holdings of shares exceeded the disclosure threshold of 3% of the voting rights entered in the Commercial Register.
2010-04-13: Link to detailed information on group companies and financial instruments

2010-03-25

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group's holdings of purchase positions below reporting threshold of 10%, holdings of sales positions below reporting threshold of 5% On March 19, 2010 Credit Suisse Group's holdings of purchase positions fell below disclosure threshold of 10%. On the same day, its holdings of sales positions fell below the disclosure threshold of 5% of the voting rights entered in the Commercial Register.
2010-03-25: Link to detailed information on group companies and financial instruments

2010-03-15

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group's holdings of sales positions above reporting threshold of 5% On March 9, 2010 Credit Suisse Group's holdings of sales positions exceeded the disclosure threshold of 5% of the voting rights entered in the Commercial Register.
2010-03-15: Link to detailed information on group companies and financial instruments

2010-03-09

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group's holdings of sales positions below reporting threshold of 5% On March 3, 2010 Credit Suisse Group's holdings of sales positions fell below the disclosure threshold of 5% of the voting rights entered in the Commercial Register.
2010-03-09: Link to detailed information on group companies and financial instruments

2010-03-03

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group's holdings of sales positions above reporting threshold of 5% On February 25, 2010 Credit Suisse Group's holdings of sales positions exceeded the disclosure threshold of 5% of the voting rights entered in the Commercial Register.
2010-03-03: Link to detailed information on group companies and financial instruments

2010-03-02

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Capital Group Companies Inc.'s holdings of shares of Credit Suisse Group above reporting threshold of 3% In disclosure reports dated February 26, 2010 and March 1, 2010, Credit Suisse Group AG was notified that as of February 25, 2010, Capital Companies Inc. holds more than 3% of the voting rights entered in the Commercial Register.

2010-02-23

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group's holdings of sales positions below reporting threshold of 5% On February 17, 2010 Credit Suisse Group's holdings of sales positions fell below the disclosure threshold of 5% of the voting rights entered in the Commercial Register.
2010-02-23: Link to detailed information on group companies and financial instruments

2010-02-18

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group's holdings of sales positions above reporting threshold of 5% On February 12, 2010 Credit Suisse Group's holdings of sales positions exceeded the disclosure threshold of 5% of the voting rights entered in the Commercial Register.
2010-02-18: Link to detailed information on group companies and financial instruments

2010-02-15

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Koor Industries Ltd. 's holdings of shares in Credit Suisse Group above reporting threshold of 3% In a disclosure report of February 15, 2010, Credit Suisse Group AG was notified that as of February 9, 2010, Koor Industries Ltd. holds more than 3% of the voting rights entered in the commercial register.

2010-02-05

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Capital Group Companies Inc.'s holdings of shares of Credit Suisse Group below reporting threshold of 3% In a disclosure report dated February 3, 2010, Credit Suisse Group AG was notified that as of February 2, 2010, Capital Companies Inc. holds less than 3% of the voting rights entered in the Commercial Register.

2010-02-02

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: The Olayan Group discloses its holding structure in detail In a disclosure report dated January 29, 2010 Credit Suisse Group AG was fully informed of the way the Olayan Group holds its stake in Credit Suisse Group AG.

2010-01-07

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Capital Group Companies Inc.'s holdings of purchase positions (shares and derivatives) of Credit Suisse Group above reporting threshold of 3% In a disclosure report dated January 5, 2010, Credit Suisse Group AG was notified that as of January 1, 2010, Capital Companies Inc. holds more than 3% of the voting rights entered in the Commercial Register.
The disclosure report does not reflect an acquisition of shares, but rather the granting of proxy voting authority as from January 1, 2010 by funds under management that previously voted proxies independently from Capital Group Companies and its subsidiaries.
Reason for the disclosure notification was that Qatar Holding Netherlands B.V. (an indirect wholly-owned subsidiary of Qatar Holding LLC) transferred its entire direct holdings of shares in Credit Suisse Group AG to Qatar Holding LLC.

2009-12-28

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act:
Credit Suisse Group's holdings of sales positions below reporting threshold of 5%
On December 18, 2009 Credit Suisse Group's holdings of sales positions fell below the disclosure threshold of 5% of the voting rights entered in the Commercial Register.
2009-12-28: Link to detailed information on group companies and financial instruments

2009-12-16

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: BlackRock's holdings of purchase positions of Credit Suisse Group above reporting threshold of 3% In a disclosure report dated December 15, 2009 Credit Suisse Group AG was notified that as of December 1, 2009, BlackRock Inc. holds 3.76% of the voting rights entered in the Commercial Register.
2009-12-16: Link to detailed information on group companies and financial instruments

2009-10-26

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group's holdings of sales positions over reporting threshold of 5% On October 20, 2009 Credit Suisse Group's holdings of sales positions exceeded the disclosure threshold of 5% of the voting rights entered in the Commercial Register.
2009-10-26: Link to detailed information on group companies and financial instruments

2009-10-02

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group's holdings of sales positions below reporting threshold of 5% On September 28, 2009 Credit Suisse Group's holdings of sales positions fell below the disclosure threshold of 5% of the voting rights entered in the Commercial Register.
2009-10-02: Link to detailed information on group companies and financial instruments

2009-10-01

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: The Olayan Group’s holdings of shares in Credit Suisse Group above reporting thresholds of 5% In a disclosure report dated September 30, 2009 Credit Suisse Group AG was notified that as of September 25, 2009 the Olayan Group holds 6.6% of the shares entered in the Commercial Register.

2009-08-28

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: AXA S.A. 's holdings of purchase positions (shares) of Credit Suisse Group AG below reporting threshold of 3% In a disclosure report dated August 26, 2009 Credit Suisse Group AG was notified that as of August 25, 2009, AXA  S.A. holds less than 3% of the voting rights entered in the Commercial Register.

2009-08-18

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group's holdings of purchase positions over reporting threshold of 10% On August 12, 2009, Credit Suisse Group's holdings of purchase positions (shares and derivatives) exceeded the disclosure threshold of 10% of the voting rights entered in the Commercial Register. Credit Suisse Group's holdings of shares are still below 3%.
Also Credit Suisse Group's holdings of sales positions are still below the disclosure threshold of 10% of voting rights entered in the Commercial Register.
2009-08-18: Link to detailed information on group companies and financial instruments

2009-06-25

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group's holdings of purchase and sales positions under reporting threshold of 10% On June 19, 2009, Credit Suisse Group's holdings of purchase positions (shares and derivatives) went below the disclosure threshold of 10% of voting rights entered in the Commercial Register. Credit Suisse Group's holdings of shares are still below 3%.
On the same day, also Credit Suisse Group's holdings of sales positions went below the disclosure threshold of 10% of voting rights entered in the Commercial Register.
2009-06-25: Link to detailed information on group companies and financial instruments

2009-06-22

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group's holdings of purchase and sales positions over reporting threshold of 10% On June 16, 2009, Credit Suisse Group's holdings of purchase positions (shares and derivatives) exceeded the disclosure threshold of 10% of the voting rights entered in the Commercial Register. Credit Suisse Group's holdings of shares are still below 3%.
On the same day, also Credit Suisse Group's holdings of sales positions exceeded the disclosure threshold of 10% of the voting rights entered in the Commercial Register.
2009-06-22: Link to detailed information on group companies and financial instruments

2009-05-11

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group's holdings of shares below reporting threshold of 3% On May 5, 2009, Credit Suisse Group's holdings of shares fell below the disclosure threshold of 3% of voting rights entered in the Commercial Register. Credit Suisse Group's holdings of purchase positions (total of shares and derivatives) are still above 5%.
2009-05-11: Link to detailed information on group companies and financial instruments

2009-04-28

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Koor Industries Ltd.'s holdings of shares in Credit Suisse Group under reporting threshold of 3% In a disclosure report of April 27, 2009, Credit Suisse Group AG was notified that as of April 24, 2009, Koor Industries Ltd.'s holdings of shares in Credit Suisse Group AG through various group companies had fallen below the reporting threshold of 3% of the voting rights entered in the commercial register.

2009-03-02

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group's holdings of shares above reporting threshold of 3% On February 24, 2009, Credit Suisse Group's holdings of shares exceeded the disclosure threshold of 3% of voting rights entered in the Commercial Register. Credit Suisse Group's holdings of purchase positions (total of shares and derivatives) did not exceed a disclosure threshold and are still above 5%.
2009-03-02: Link to detailed information on group companies and financial instruments

2009-02-11

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: AXA S.A 's holdings of purchase positions (shares) of Credit Suisse Group below reporting threshold of 5% In a disclosure report dated February 9, 2009 Credit Suisse Group AG was notified that as of February 6, 2009, AXA S.A. holds 4.95% of voting rights entered in the Commercial Register.

2009-02-02

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group's holdings of purchase positions (shares and derivatives) above reporting threshold of 5% On January 27, 2009, Credit Suisse Group's holdings of purchase positions (shares and derivatives) exceeded the disclosure threshold of 5% of voting rights entered in the Commercial Register.
2009-02-02: Link to detailed information on group companies and financial instruments

2009-01-07

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group's holdings of purchase positions (shares and derivatives) below 5% On December 19, 2008, Credit Suisse Group's holdings of purchase positions (shares and derivatives) fell below the disclosure threshold of 5% of voting rights entered in the Commercial Register.
2009-01-07: Link to detailed information on group companies and financial instruments

2008-10-24

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Qatar Holding LLC 's holding in Credit Suisse Group above reporting thresholds of 3% and 5% In a disclosure report dated October 22, 2008, Credit Suisse Group was notified that as of October 16, 2008, Qatar Holding LLC held registered shares (8.9%) and derivatives (1.0%) of Credit Suisse Group corresponding to 9.9% of the voting rights entered in the commercial register.

2008-10-24

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: The Olayan Group's holding in Credit Suisse Group above reporting threshold of 5% In a disclosure report dated October 22, 2008, Credit Suisse Group was notified that as of October 16, 2008, The Olayan Group held registered shares (3.6%) and mandatory convertible notes (3.4%) of Credit Suisse Group corresponding to 7.0% of the voting rights entered in the commercial register.

2008-10-21

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group's holdings of purchase positions (shares and derivatives) below 10%; sale positions over 5% On October 16, 2008, Credit Suisse Group's holdings of equity securities (shares and derivatives) fell below the disclosure threshold of 10% of voting rights entered in the Commercial Register. The sale positions exceeded the 5% disclosure threshold.

2008-10-16

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Morgan Stanley's holdings below reporting threshold of 3% In a disclosure report dated October 15, 2008, Credit Suisse Group was notified that as of October 9, 2008, Morgan Stanley's holdings in registered shares and derivatives of Credit Suisse Group through various group companies had fallen below the reporting threshold of 3%.

2008-10-14

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Koor Industries Ltd. holding in Credit Suisse Group above reporting threshold of 3% In a disclosure report dated today, Credit Suisse Group was notified that as of October 13, 2008, Koor Industries Ltd., 3 Azrieli Center, Triangle Tower, Tel Aviv, 67023 (Israel) held registered shares of Credit Suisse Group corresponding to 3.03% of the voting rights entered in the commercial register.

2008-10-13

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Morgan Stanley holding in Credit Suisse Group above reporting threshold of 5% In a disclosure report dated October 7, 2008, Credit Suisse Group was notified that as of October 1, 2008, Morgan Stanley held registered shares and derivatives of Credit Suisse Group corresponding to 6.87% of the voting rights entered in the commercial register through various group companies listed below.

2008-08-04

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Credit Suisse Group's own holdings of equity securities below 15% On July 28, 2008, Credit Suisse Group's own holdings of equity securities fell below the disclosure threshold of 15% of voting rights entered in the Commercial Register.

2008-07-10

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Merrill Lynch holding in Credit Suisse Group AG below reporting threshold In a disclosure report dated July 8, 2008, Credit Suisse Group was notified that as of July 1, 2008, Merrill Lynch's holding in registered shares and derivatives of Credit Suisse Group through various group companies had fallen below the reporting threshold of 2.8% of the voting rights entered in the commercial register. On June 23, 2008, the SWX Swiss Exchange granted Merrill Lynch new reporting thresholds for its holding in Credit Suisse Group, with a lower level of 2.8% and an upper level of 3.5%.

2008-06-30

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Merrill Lynch holding in Credit Suisse Group AG above 3% In disclosure reports on June 20, 2008 and June 25, 2008 pursuant to the Swiss Stock Exchange Act, Credit Suisse Group AG was notified that as of June 13, 2008, Merrill Lynch held registered shares and derivatives of Credit Suisse Group AG through various group companies listed below corresponding to 3.005% of the voting rights entered in the commercial register. This exceeded the reporting threshold of 3%.

2008-06-02

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Merrill Lynch holding in Credit Suisse Group under 3% reporting threshold In a disclosure report of May 29, 2008, Credit Suisse Group AG was notified that as of May 23, 2008, Merrill Lynch's holding in registered shares and derivatives of Credit Suisse Group AG through various group companies had fallen below the reporting threshold of 3% of the voting rights entered in the commercial register.

2008-05-30

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Merrill Lynch holds 3.002% In a disclosure report of May 28, 2008 pursuant to the Swiss Stock Exchange Act, Credit Suisse Group AG was notified that as of May 22, 2008, Merrill Lynch held registered shares and derivatives of Credit Suisse Group AG corresponding to 3.002% of the voting rights entered in the commercial register through various group companies listed below. This exceeded the reporting threshold of 3%.

2008-05-20

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Merrill Lynch holds 3.15% In a disclosure report of May 16, 2008, pursuant to the Swiss Stock Exchange Act, Credit Suisse Group AG was notified that as of April 14, 2008, Merrill Lynch held registered shares and derivatives of Credit Suisse Group AG corresponding to 3.15% of the voting rights entered in the commercial register through various group companies listed below. The reporting threshold of 3% had thus been exceeded.

2008-02-14

Disclosure Pursuant to Article 21 of the Swiss Stock Exchange Act: Olayan Investments Company Establishment holds 3.44% In a disclosure report of February 13, 2008 pursuant to Article 21 in connection with Article 20 paragraph 1 of the Swiss Stock Exchange Act, Credit Suisse Group was notified that Olayan Investments Company Establishment currently holds 40,000,000 registered shares of Credit Suisse Group, which corresponds to 3.44% of the voting rights entered in the commercial register. This notification was issued due to the new reporting threshold of 3% in effect since December 1, 2007, lowered from the former 5%.

2007-07-05

Disclosure according to Art. 28 of the AREU based on the revised Stock Exchange Ordinance Credit Suisse Group's own holdings of equity securities exceeded the disclosure threshold of 15% of voting rights entered in the Commercial Register on July 1, 2007. Its holdings comprised 221,475,735 registered shares and options, which correspond to 18.23% of voting rights. This includes 5.64% of own shares that were purchased during share buyback programs and are due to be cancelled. This disclosure notification is being made on the basis of the new calculation model that entered into effect on July 1, 2007, and forms part of the Ordinance of the Federal Banking Commission (FBC) on Stock Exchanges and Securities Trading.

2006-09-21

Disclosure Notification according to Art. 21 of SESTA Stock Exchange Act: AXA S.A. holds 6.98% Credit Suisse Group was informed through disclosure notifications on September 19 and 20, 2006, that AXA S.A. 's holdings of Credit Suisse Group shares have now exceeded 5% of the voting rights entered in the Commercial Register. As of September 15, 2006, AXA S.A. held 84,689,336 registered shares in Credit Suisse Group, corresponding to 6.98% of the voting rights.