Shareholders Executive Holdings

Executive Holdings

Information about Credit Suisse Securities held by the members of the Executive Board and the Board of Directors.

The below tables capture the holdings of Credit Suisse Group stock, options and other equity based instruments (collectively "CSG Securities") as of year-end by the members of the Board of Directors. The numbers do include CSG Securities granted as part of compensation as well as those that have not been granted as part of compensation.
Any dealings in CSG Securities are published promptly in line with the SIX Directive on the Disclosure of Management Transactions on the SIX website as well as on the Credit Suisse Group website.

Share holdings by individual

Includes shares that are subject to a blocking period of up to four years.

Board of Directors

Number of shares 2015 2014
Urs Rohner  244,868 229,492
Jassim Bin Hamad J.J. Al Thani 26,404 19,763
Iris Bohnet 25,120 18,243
Noreen Doyle 52,998 52,984
Andreas N. Koopmann 60,944 46,859
Jean Lanier 75,799 56,665
Sereina Maag 4,653
Kai S. Nargolwala 209,434 176,974
Severin Schwan 65,601 25,155
Richard E. Thornburgh 194,089 184,668
Sebastian Thrun 6,850 2,779
John Tiner 107,866 70,482
Total 1,074,626 884,064

1) Includes Group shares that are subject to a blocking period of up to four years; includes shareholdings of immediate family members.

The below tables capture the holdings of Credit Suisse Group stock, options and other equity based instruments (collectively "CSG Securities") as of year-end by the members of the Executive Board. The numbers do include CSG Securities granted as part of compensation as well as those that have not been granted as part of compensation.

Any dealings in CSG Securities are published promptly in line with the SIX Directive on the Disclosure of Management Transactions on the SIX website as well as on the Credit Suisse Group website.

Units by individual

December 31, 2015

Individual

Number of owned shares1

Number of unvested share awards

Number of owned shares and unvested share awards

Value of unvested awards at grant (CHF)

Current value of unvested awards (CHF)

Tidjane Thiam

-

677,368

677,368

14,322,470

14,692,112

James L. Amine 118,982 601,098 720,080 13,448,466 13,037,816

Pierre-Olivier Bouée

-

73,307

73,307

1,885,249

1,590,029

Romeo Cerutti

219,539

122,417

341,956

2,727,390

2,655,225

Peter Goerke 79,034 79,034 1,843,536 1,714,247
Thomas Gottstein 98,344 98,344 2,174,771 2,133,081
Iqbal Khan 13,358 99,516 112,874 2,098,706 2,158,502

David R. Mathers

35,063

215,170

250,233

4,793,822

4,667,037

Joachim Oechslin 17,099 97,982 115,081 2,124,889 2,125,230
Timothy P. O’Hara 29,079 579,567 608,646 13,521,795 12,570,808

Helman Sitohang

5,992

406,124

412,116

9,145,242

8,808,830

Lara Warner

29,313

158,244

187,557

3,658,283

3,432,312

Total

468,425

3,208,171

3,676,596

71,744,619

69,585,229

1) Includes shares that were initially granted as deferred compensation and have vested. 

Units by individual

December 31, 2014

Individual

Number of owned shares1

Number of unvested share awards

Number of owned shares and unvested share awards

Value of unvested awards at grant (CHF)

Current value of unvested awards (CHF)

Brady W. Dougan

641,334

326,139

967,473

8,074,202

8,179,566

James L. Amine 79,131 522,755 601,886 13,505,094 13,110,695

Gaël de Boissard

249,617

506,289

755,906

13,485,853

12,697,728

Romeo Cerutti

96,887

169,842

266,729

4,158,932

4,259,637

David R. Mathers

32,146

287,055

319,201

7,031,063

7,199,339

Hans-Ulrich Meister

318,484

321,385

639,869

7,948,267

8,060,336

Joachim Oechslin 64,060 64,060 1,595,094 1,606,625
Timothy P. O’Hara 664,016 664,016 17,154,283 16,653,521

Robert S. Shafir

617,053

386,794

1,003,847

9,439,287

9,700,794

Pamela Thomas-Graham

-

158,139

158,139

3,857,930

3,966,126

Total

2,034,652

3,406,474

5,441,126

86,250,005

85,434,367

1) Includes shares that were initially granted as deferred compensation and have vested.