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Execution Statistics
Disclosure of SEC Required Order Execution Information
Credit Suisse Securities (USA) LLC (Credit Suisse) has contracted with a vendor, MarketSystems, Inc., to prepare statistical reports in accordance with Securities and Exchange Commission (SEC) Rules 605 and 606. Public review of the monthly statistical reports in compliance with SEC Rule 605 and SEC Rule 606 is available on the following link, www.tta.thomson.com .
Credit Suisse has made every reasonable attempt to prepare these statistics in compliance with SEC rules. Nonetheless, a de minimis number of covered orders may be missing from our November and December 2008 report. Please note that Credit Suisse is working to resolve the issue to provide more accurate 605 statistics and will repost our December 2008 report shortly.
Additional information regarding these SEC rules may be obtained from www.sec.gov or
www.finra.org .
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