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Customer Notices

CSSU maintains internal controls known as information barriers between its trading units.
The information barriers are designed to prevent one trading unit from having knowledge of customer orders held by a different trading unit. With these barriers in place, one trading unit may hold a customer order while another trading unit, including the market making trading unit, executes an order for a Firm account that would satisy the customer order.

The following documents provide additional information for our customers:

• FINRA Adopts New Rule 5320 - Prohibition Against Trading Ahead of Customer Orders
• Important Notice to Certain Customers of Credit Suisse Securities (USA) LLC and Credit Suisse Securities (Europe) Limited Regarding Customer Asset Protection Company ("CAPCO")
• Indonesia - Short Selling Notice
• Japan - Short Selling Notice
• Korea - Short Selling Notice
• SEC Adopts Final Rule Enhancing Delivery Requirements on Sales of All Equity Securities to Protect Against Naked Short Selling Abuses

• New Account Opening Procedures (PDF)
• Business Continuity Planning (PDF)

The following disclaimer relates to Credit Suisse's prices and Net Asset Values published on Market Data Networks:

• Client Valuations Disclaimers

Disclosure of SEC Required Order Execution Information

Credit Suisse Securities (USA) LLC (Credit Suisse) has contracted with a vendor, MarketSystems, Inc., to prepare statistical reports in accordance with Securities and Exchange Commission (SEC) Rules 605 and 606. Public review of the monthly statistical reports in compliance with SEC Rule 605 and SEC Rule 606 is available on www.tta.thomson.com .

Credit Suisse has made every reasonable attempt to prepare these statistics in compliance with SEC rules. Nonetheless, a de minimis number of covered orders may be missing from our November and December 2008 report. Please note that Credit Suisse is working to resolve the issue to provide more accurate 605 statistics and will repost our December 2008 report shortly.

Additional information regarding these SEC rules may be obtained from www.sec.gov or www.finra.org .

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