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Executive Holdings

Information about Credit Suisse Securities held by the members of the Executive Board and the Board of Directors.

Executive Holdings - Overview

Executive Board

The below tables capture the holdings of Credit Suisse Group stock, options and other equity based instruments (collectively "CSG Securities") as of year-end by the members of the Executive Board. The numbers do include CSG Securities granted as part of compensation as well as those that have not been granted as part of compensation.

Any dealings in CSG Securities are published promptly in line with the SWX Directive on the Disclosure of Management Transactions on the SWX website as well as on the Credit Suisse Group website.

Executive Board

Units by individual

December 31, 2011

Individual

Number of vested shares

Number of unvested share awards

Number of unvested ISUs

Number of unvested SISUs

Number of options

Number of PIP II units1

Value of unvested awards at grant (CHF)

Current value of unvested awards (CHF)

Total

2,528,775

1,163,325

312,467

713,979

14,960

-

107,010,147

55,105,655

Brady W. Dougan

870,586

117,754

-

141,153

-

-

12,538,963

5,118,187

Osama S. Abbasi

233,801

75,354

3,771

44,232

-

-

6,218,957

2,804,282

Walter Berchtold

700,040

157,005

42,023

106,473

-

-

15,093,404

7,653,886

Romeo Cerutti

37,543

66,426

7,260

34,908

-

-

5,343,325

2,554,139

Tobias Guldimann

20,124

66,426

8,399

43,635

-

-

5,968,402

2,796,587

Fawzi Kyriakos-Saad

199,942

75,354

35,973

34,425

-

-

6,667,886

3,997,001

Karl Landert

96,248

66,426

34,039

45,381

-

-

6,967,319

3,957,127

David R. Mathers

16,420

78,503

17,588

22,695

14,960

-

5,547,285

3,003,091

Hans-Ulrich Meister

46,676

108,696

39,751

69,819

-

-

10,554,425

5,679,330

Antonio S. Quintella

112,323

37,677

-

-

-

-

1,559,828

831,531

Robert S. Shafir

190,489

127,522

84,480

93,480

-

-

14,460,480

8,574,359

Pamela Thomas-Graham

4,583

46,372

-

28,764

-

-

3,368,158

1,499,546

Eric M. Varvel

-

139,810

39,183

83,205

-

-

12,721,715

6,636,589

1) The PIP II units were settled in March 2011 in accordance with the terms and conditions of the plan. The PIP II units did not have a value at settlement because the Group share price performance was below the minimum predefined target of CHF 47 per PIP II unit.

December 31, 2010

Individual

Number of vested shares

Number of unvested share awards

Number of unvested SISUs

Number of options

Number of PIP I units

Number of PIP II units1

Value of unvested awards at grant (CHF)2

Current value of unvested awards (CHF)2

Total

2,495,254

1,036,357

951,992

399,000

-

469,855

158,567,110

98,674,511

Brady W. Dougan

951,114

90,9563

152,207

386,400

-

78,102

31,145,014

9,261,929

Osama S. Abbasi

233,801

50,193

58,977

-

-

26,110

9,215,028

4,429,732

Walter Berchtold

688,210

163,197

141,967

-

-

104,167

25,704,435

14,685,664

Romeo Cerutti

19,456

19,420

46,547

-

-

-

3,982,362

3,050,911

Tobias Guldimann

903

28,798

58,183

15,640

-

20,834

7,228,240

3,934,143

Fawzi Kyriakos-Saad

119,177

127,142

45,902

-

-

49,849

13,177,674

9,198,782

Karl Landert

82,718

83,060

60,511

-

-

31,250

9,748,212

7,955,834

David R. Mathers

26,617

59,008

30,260

14 960

-

5,375

5,538,189

4,735,645

Hans-Ulrich Meister

1,720

88,538

93,093

-

-

-

9,724,068

9,896,890

Antonio S. Quintella

234,685

-

-

-

-

26,002

1,872,144

-

Robert S. Shafir

131,239

77,306

124,641

-

-

71,213

19,305,533

17,365,460

Pamela Thomas-Graham

-

-

28,764

-

-

-

1,931,143

1,102,812

Eric M. Varvel

5,614

157,085

110,940

-

-

56,953

19,995,068

13,056 709

1) PIP II settles in May 2011. Based on the current estimate, we do not expect the PIP II awards to have a value at settlement, as it is probable that the Group share price performance will be below the minimum predefined target of CHF 47 per PIP II unit.
2) Information presented for the first time in 2010.
3) There was no vesting of ISUs in 2010 for Mr. Dougan.

Option holdings by individual

December 31, 2011

Year of grant

David R. Mathers

Expiry date

Exercise price in CHF

Total

14,960

-

-

2003

1,095

22.01.2013

30.60

2002

13,865

03.12.2012

34.10

December 31, 2010

Year of grant

Brady W. Dougan

Tobias Guldimann

David R. Mathers

Expiry date

Exercise price in CHF

Total

368,400

15,640

14,960

-

-

2003

-

-

1,095

22.01.2013

30.60

2002

-

-

13,865

03.12.2012

34.10

2001

368,400

15,640

-

25.01.2011

84.75

All options on shares were granted as part of the previous years’ compensation. As of December 31, 2011 and 2010, none of the members of the Executive Board hold options
purchased from personal funds.

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